Check Before You Invest

As New Brunswick’s financial and consumer services regulator, we want to provide you with information so you can protect yourself and be empowered to make the right financial decisions.

We are responsible for the administration and enforcement of provincial legislation that regulates the following sectors: securities, insurance, pension, credit unions, trust and loan companies, co-operatives, and a wide range of other consumer legislation.

We’re here to help.  If you would like to speak to someone in person, please call us: 1 866 933-2222 or submit your inquiry by email or use our secure online form.



 *The term ’financial advisor’ is not an official category of registration.  For the purposes of this website it includes: securities dealers; advisors; dealing representatives; advising representatives; or other registrants.



 

In this section:

 Related Areas


Search the Insurance Licence Database

List of Registered Securities Dealers & Advisers

Investment Caution List


Downloadable Resources


Five Steps to Choosing a Financial Advisor

Before investing, follow these 5 simple steps to choosing a financial advisor, and use this workbook to record the information you found.


Learn more about Investing at our Tools & Resource Page

2017 © Financial and Consumer Services Commission