On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. Previous Notices of Hearings, Statements of Allegations, Orders, Decisions and other documents in relation to proceedings held before a New Brunswick Securities Commission administrative tribunal panel are available below. This page also includes materials relating to new proceedings commenced by FCNB Enforcement staff.  


Decisions of the Financial and Consumer Services Tribunal and upcoming hearings before the Tribunal can be found on the Financial and Consumer Services Tribunal website.


If you have any questions or are unsure about the results of your background search, please contact us. For a list of recent decisions by the Financial and Consumer Services Commission, click here.


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 500988 N.B. Ltd.  
31 March 2004Order 
   
 613247 N.B. Ltd.  
20 February 2013Notice of Discontinuance
17 November 2011Order
16 November 2011Notice of Adjournment of Motion
03 November 2011Notice of Hearing of Motion
02 November 2011Motion
   
 706166 Alberta Ltd.  
24 January 2011Reasons for Decision
03 July 2009Reasons for Decision
03 April 2009Order
17 March 2009Order
10 March 2009Reasons for Decision
20 January 2009Order
04 November 2008Second Consolidated and Amended Notice of Hearing
04 November 2008Order
29 October 2008Reasons for Decision
29 October 2008Settlement Agreement
23 October 2008Second Amended Statement of Allegations
16 September 2008Notice of Hearing
25 August 2008Order
15 August 2008Settlement Agreement
02 June 2008Amended Statement of Allegations
21 April 2008Notice of Hearing
11 April 2008Order
10 April 2008Order
19 March 2008Notice of Motion
14 March 2008Statement of Allegations
15 October 2007Consent Order
15 October 2007Order
14 September 2007Notice of Hearing

  
 Ad Capital U.S. Inc.  
19 August 2008Reasons for Decision
14 July 2008Order
   
 Adams, Barry  
27 July 2009Reasons for Decision
20 April 2009Order
18 March 2009Settlement Agreement
17 March 2009Notice of Settlement Hearing
   
 AdCapital Industries Inc.  
19 August 2008Reasons for Decision
14 July 2008Order
   
 Aegon Dealer Services Canada Inc.  
30 September 2003Settlement Agreement
   
 Al-Tar Energy Corp.  
17 December 2007Reasons for Decision
15 October 2007Order
   
 Alberta Energy Corp.  
17 December 2007Reasons for Decision
15 October 2007Order
   
 Anderson, Jack  
30 April 2009Order
09 April 2009Amended Notice of Motion
30 March 2009Notice of Hearing
16 February 2009Motion
19 June 2008Order
28 May 2008Order
15 May 2008Notice of Hearing
15 May 2008Statement of Allegations
12 May 2008Ex-parte Temporary Order
   
 Andrew, John  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Andrew Mitchell Holdings, LLC  
19 March 2013Order
25 February 2013Notice of Settlement Hearing
21 February 2013Settlement Agreement
22 September 2011Order
22 September 2011Order
31 August 2011Notice of Adjournment of Hearing
31 August 2011Notice of Adjournment of Hearing
04 August 2011Notice of Hearing of Motion
06 July 2011Motion
   
 Armstrong, Scott C.  
22 October 1997Decision and Order
   
 Arsenault, Emile Joseph  
26 April 2002Order and Decision
   
 Assante Financial Management Ltd.  
20 May 2009Order
17 April 2009Notice of Settlement Hearing
15 April 2009Settlement Agreement
   
 Aurora Escrow Services LLC  
08 September 2008Reasons for Decision
20 August 2008Order
   
 Ayears, Sean  
08 August 2012Reasons for Decision
11 June 2012Order
29 May 2012Statement of Allegations
29 May 2012Notice of Hearing
   
 Ayuso Loyo, Roger Fernando  
14 May 2010Reasons for Decisions
19 February 2010Order

  
 Balanced Planning Investments Corporation  
02 August 2001Order
   
 Baskin, David  
01 May 2007Consent Order
01 May 2007Reasons for Decision
12 April 2007Statement of Allegations
   
 Baskin Financial Services Inc.  
01 May 2007Consent Order
01 May 2007Reasons for Decision
12 April 2007Statement of Allegations
   
 Berrie White Capital Corporation  
12 January 2009Order
06 January 2009Settlement Agreement
21 November 2008Consolidated Amended Notice of Hearing
23 October 2008Notice of Hearing
15 October 2008Statement of Allegations
   
 Black, Robert  
30 April 2009Order
09 April 2009Amended Notice of Motion
30 March 2009Notice of Hearing
16 February 2009Motion
19 June 2008Order
28 May 2008Order
15 May 2008Notice of Hearing
15 May 2008Statement of Allegations
12 May 2008Ex-parte Temporary Order
   
 Black Gold International Ltd.  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Bond, Gordon Arthur  
22 March 2001Decision
   
 Bosse, Jules  
06 December 2012Notice of Discontinuance (Bossé)
12 October 2011Notice of Adjournment of Hearing
22 August 2011Notice of Hearing
18 August 2011Reasons for Decision on Constitutional Motion
19 July 2011Reasons for Decision on Motion-Part 2
12 May 2011Amended and Consolidated Notice of Hearing
06 May 2011Decision
02 May 2011Reasons for Decision on Motion-Part 1
27 April 2011Amended and Consolidated Notice of Hearing
18 April 2011Notice of Hearing of Motion
11 April 2011Amended and Consolidated Notice of Hearing of Motion
04 April 2011Amended and Consolidated Notice of Hearing of Motion
07 December 2010Notice of Hearing
24 June 2010Statement of Allegations
21 September 2009Order
21 September 2009Order
21 September 2009Order
20 August 2009Notice of Motion
19 August 2009Motion
   
 Bradley Corporate Services Ltd.  
24 January 2011Reasons for Decision
03 July 2009Reasons for Decision
03 April 2009Order
17 March 2009Order
10 March 2009Reasons for Decision
20 January 2009Order
04 November 2008Second Consolidated and Amended Notice of Hearing
04 November 2008Order
29 October 2008Reasons for Decision
29 October 2008Settlement Agreement
23 October 2008Second Amended Statement of Allegations
16 September 2008Notice of Hearing
25 August 2008Order
15 August 2008Settlement Agreement
02 June 2008Amended Statement of Allegations
21 April 2008Notice of Hearing
11 April 2008Order
10 April 2008Order
19 March 2008Notice of Motion
14 March 2008Statement of Allegations
15 October 2007Consent Order
15 October 2007Order
14 September 2007Notice of Hearing
31 March 2004Order
   
 Briand, Craig D.  
14 April 2010Order
12 April 2010Settlement Agreement
12 April 2010Notice of Settlement Hearing
08 January 2010Order
29 October 2009Notice of Hearing
19 October 2009Statement of Allegations
   
 Briand, Harrison & Associates Corporation  
14 April 2010Order
12 April 2010Settlement Agreement
12 April 2010Notice of Settlement Hearing
08 January 2010Order
29 October 2009Notice of Hearing
19 October 2009Statement of Allegations
   
 Brien, Alain  
25 April 2006Order
25 April 2006Reasons for Decision
24 April 2006Settlement Agreement
01 March 2006Notice of Hearing

  
 Cache Metals RRSP Inc.  
21 March 2012Notice of Adjournment of Hearing
12 March 2012Notice of Hearing
02 March 2012Statement of Allegations
   
 Campbell, David  
17 August 2007Reasons for Decision
04 May 2007Consolidated Amended Statement of Allegations
27 March 2007Consolidated Amended Notice of Hearing
06 October 2006Consent Order
14 June 2006Order
02 June 2006Supplementary Notice of Hearing
01 June 2006Supplementary Statement of Allegations
26 April 2006Order
20 April 2006Statement of Allegations
20 April 2006Notice of Hearing
11 April 2006Temporary Cease Trade Order
   
 Campbell, Donald  
22 September 1992Order
   
 Canadian American Financial Corporation  
23 March 1993Decision
15 February 1993Decision
   
 Centre de Traitement d'Information de Credit (C.T.I.C. Inc) DBA as Groupe Financier CTIC  
14 April 2009Order
19 March 2009Notice of Hearing
05 March 2009Motion
   
 Centum Home Mortgage Corp.  
20 February 2013Notice of Discontinuance
17 November 2011Order
16 November 2011Notice of Adjournment of Motion
03 November 2011Notice of Hearing of Motion
02 November 2011Motion
   
 CITCAP Groupe Financier Inc.  
14 April 2009Order
19 March 2009Notice of Hearing
05 March 2009Motion
   
 CMG - Worldsource Financial Services Inc.  
11 January 2001Order
   
 Cody, Michael  
24 January 2011Reasons for Decision
03 July 2009Reasons for Decision
03 April 2009Order
17 March 2009Order
10 March 2009Reasons for Decision
20 January 2009Order
04 November 2008Second Consolidated and Amended Notice of Hearing
04 November 2008Order
29 October 2008Reasons for Decision
29 October 2008Settlement Agreement
23 October 2008Second Amended Statement of Allegations
16 September 2008Notice of Hearing
25 August 2008Order
15 August 2008Settlement Agreement
02 June 2008Amended Statement of Allegations
21 April 2008Notice of Hearing
11 April 2008Order
10 April 2008Order
19 March 2008Notice of Motion
14 March 2008Statement of Allegations
15 October 2007Consent Order
15 October 2007Order
14 September 2007Notice of Hearing
   
 Cognitiv, Inc  
07 August 2013Variation Order
   
 Corcoran, Jim  
30 April 2009Order
09 April 2009Amended Notice of Motion
30 March 2009Notice of Hearing
16 February 2009Motion
19 June 2008Order
28 May 2008Order
15 May 2008Notice of Hearing
15 May 2008Statement of Allegations
12 May 2008Ex-parte Temporary Order
   
 Couch, Jeanette Cleone  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Crainshaw International Ltd.  
12 February 2013Reasons for Decision
20 December 2012Order
26 November 2012Notice of Hearing
21 November 2012Statement of Allegations

  
 da Silva, Carlos  
17 August 2007Reasons for Decision
04 May 2007Consolidated Amended Statement of Allegations
27 March 2007Consolidated Amended Notice of Hearing
06 October 2006Consent Order
14 June 2006Order
02 June 2006Supplementary Notice of Hearing
01 June 2006Supplementary Statement of Allegations
26 April 2006Order
20 April 2006Statement of Allegations
20 April 2006Notice of Hearing
11 April 2006Temporary Cease Trade Order
   
 Dizcarra, George  
22 October 2007Reasons for Decision
02 August 2007Order
30 July 2007Statement of Allegations
30 July 2007Notice of Hearing
27 July 2007Temporary Order
   
 DLC Priest Financial  
20 February 2013Notice of Discontinuance
17 November 2011Order
16 November 2011Notice of Adjournment of Motion
03 November 2011Notice of Hearing of Motion
02 November 2011Motion
   
 Donat Robichaud Residence Inc.  
11 January 2012Order
11 January 2012Order
15 December 2011Notice of Hearing of Motion
05 December 2011Motion
   
 Donszelmann, Rebekah  
15 March 2012Reasons for Decision on Sanctions
29 November 2011Reasons for the Decision on the Merits
23 August 2011Amended and Consolidated Notice of Hearing by Conference Call
13 July 2011Notice of Hearing by Conference Call
21 February 2011Amended Statement of Allegations
29 October 2010Statement of Allegations
   
 Doucet, John  
14 June Decision and Reasons
   
 Drapeau, Armel  
08 March 2013Amended and Consolidated Notice of Hearing of Motion
02 January 2013Notice of Adjournment of Hearing
06 December 2012Notice of Discontinuance (Bossé)
12 October 2011Notice of Adjournment of Hearing
22 August 2011Notice of Hearing
18 August 2011Reasons for Decision on Constitutional Motion
19 July 2011Reasons for Decision on Motion-Part 2
12 May 2011Amended and Consolidated Notice of Hearing
06 May 2011Decision
02 May 2011Reasons for Decision on Motion-Part 1
27 April 2011Amended and Consolidated Notice of Hearing
18 April 2011Notice of Hearing of Motion
11 April 2011Amended and Consolidated Notice of Hearing of Motion
04 April 2011Amended and Consolidated Notice of Hearing of Motion
07 December 2010Notice of Hearing
24 June 2010Statement of Allegations
21 September 2009Order
21 September 2009Order
21 September 2009Order
20 August 2009Notice of Motion
19 August 2009Motion
   
 Drever, Lorne  
24 January 2011Reasons for Decision
03 July 2009Reasons for Decision
03 April 2009Order
17 March 2009Order
10 March 2009Reasons for Decision
20 January 2009Order
04 November 2008Second Consolidated and Amended Notice of Hearing
04 November 2008Order
29 October 2008Reasons for Decision
29 October 2008Settlement Agreement
23 October 2008Second Amended Statement of Allegations
16 September 2008Notice of Hearing
25 August 2008Order
15 August 2008Settlement Agreement
02 June 2008Amended Statement of Allegations
21 April 2008Notice of Hearing
11 April 2008Order
10 April 2008Order
19 March 2008Notice of Motion
14 March 2008Statement of Allegations
15 October 2007Consent Order
15 October 2007Order
14 September 2007Notice of Hearing
31 March 2004Order
   
 Drummond, Peta Shaughn  
19 December 1990Decision and reasons

  
 Education Fund Services Inc  
26 April 2002Order and Decision
   
 Emond, Pierre  
08 March 2013Amended and Consolidated Notice of Hearing of Motion
02 January 2013Notice of Adjournment of Hearing
06 December 2012Notice of Discontinuance (Bossé)
12 October 2011Notice of Adjournment of Hearing
22 August 2011Notice of Hearing
18 August 2011Reasons for Decision on Constitutional Motion
19 July 2011Reasons for Decision on Motion-Part 2
12 May 2011Amended and Consolidated Notice of Hearing
06 May 2011Decision
02 May 2011Reasons for Decision on Motion-Part 1
27 April 2011Amended and Consolidated Notice of Hearing
18 April 2011Notice of Hearing of Motion
11 April 2011Amended and Consolidated Notice of Hearing of Motion
04 April 2011Amended and Consolidated Notice of Hearing of Motion
07 December 2010Notice of Hearing
24 June 2010Statement of Allegations
21 September 2009Order
21 September 2009Order
21 September 2009Order
20 August 2009Notice of Motion
19 August 2009Motion

  
 Falcon Petroleum Resources  
30 July 2012Notice of Adjournment of Hearing
24 May 2012Notice of Hearing
04 May 2012Notice to Continue
23 April 2012Notice of Hearing
03 April 2012Notice of Adjournment of Hearing
02 April 2012Notice of Withdrawal
12 March 2012Notice of Hearing
02 March 2012Statement of Allegations
   
 First Alliance Management Inc.  
11 December 2008Reasons for Decision
03 November 2008Cease Trade Order
24 October 2008Ex Parte Temporary Order
24 October 2008Notice of Hearing
21 October 2008Statement of Allegations
   
 First Global Ventures S.A.  
30 May 2008Decision on Administrative Penalties and Costs
21 February 2008Reasons for Decision
02 May 2007Order
12 April 2007Order
27 November 2006Consent Order
01 November 2006Supplementary Notice of Hearing
30 October 2006Amended Statement of Allegation
14 June 2006Order
24 May 2006Order
24 May 2006Order
12 May 2006Statement of Allegations
12 May 2006Notice of Hearing
11 May 2006Order
   
 Flash Funding International Corp.  
14 August 2012Reasons for Decision on Preliminary Motion
16 July 2012Reasons for Decision on Adjournment Motion
10 July 2012Amended Motion
24 May 2012Amended and Consolidated Notice of Hearing of Motion
09 May 2012Notice of Hearing of Motion
02 May 2012Motion
   
 FNT Forever New Technologies, Inc.  
14 August 2012Reasons for Decision on Preliminary Motion
16 July 2012Reasons for Decision on Adjournment Motion
10 July 2012Amended Motion
24 May 2012Amended and Consolidated Notice of Hearing of Motion
09 May 2012Notice of Hearing of Motion
02 May 2012Motion
   
 Folkins, Burton  
13 February 1992Order
   
 Fortune Investment Corp.  
18 December 1997Order
   
 Freedman, Ted  
11 December 2008Reasons for Decision
03 November 2008Cease Trade Order
24 October 2008Ex Parte Temporary Order
24 October 2008Notice of Hearing
21 October 2008Statement of Allegations
   
 Friesen, Kelly  
14 May 2010Reasons for Decisions
19 February 2010Order
   
 Fulton, Ronald J.  
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
27 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
02 January 2008Notice of Hearing
20 December 2007Statement of Allegations
   
 Fundy Minerals Ltd.  
16 May 2005Decision and Order
16 May 2005Temporary Order

  
 Gauthier, Patrick  
14 April 2009Order
19 March 2009Notice of Hearing
05 March 2009Motion
   
 GILDEA (aka Bill GILDEA), William  
25 October 2013Settlement Agreement
25 October 2013Order
08 March 2013Notice of Pre-Hearing Conference
18 February 2013Notice of Hearing
12 February 2013Statement of Allegations
   
 Global Bonds Fund Inc.  
14 August 2012Reasons for Decision on Preliminary Motion
16 July 2012Reasons for Decision on Adjournment Motion
10 July 2012Amended Motion
24 May 2012Amended and Consolidated Notice of Hearing of Motion
09 May 2012Notice of Hearing of Motion
02 May 2012Motion
   
 Global Capital & Financial Corp.  
14 August 2012Reasons for Decision on Preliminary Motion
16 July 2012Reasons for Decision on Adjournment Motion
10 July 2012Amended Motion
24 May 2012Amended and Consolidated Notice of Hearing of Motion
09 May 2012Notice of Hearing of Motion
02 May 2012Motion
   
 Global Energy Group Ltd.  
20 October 2008Reasons for Decision
27 August 2008Order
   
 Global Petroleum Strategies LLC  
08 September 2008Reasons for Decision
20 August 2008Order
   
 Goldpoint Resources Corporation  
02 August 2013Decision and Order pursuant to ss 184(1.1)
30 April 2009Order
09 April 2009Amended Notice of Motion
30 March 2009Notice of Hearing
16 February 2009Motion
19 June 2008Order
28 May 2008Order
15 May 2008Notice of Hearing
15 May 2008Statement of Allegations
12 May 2008Ex-parte Temporary Order
   
 Golic, Adis  
19 August 2008Reasons for Decision
14 July 2008Order
   
 Grossman, Al  
01 February 2013Decision and Order Pursuant to Subsection 184(1.1)
30 May 2008Decision on Administrative Penalties and Costs
21 February 2008Reasons for Decision
17 August 2007Reasons for Decision
04 May 2007Consolidated Amended Statement of Allegations
02 May 2007Order
12 April 2007Order
27 March 2007Consolidated Amended Notice of Hearing
12 December 2006Consent Order
27 November 2006Consent Order
01 November 2006Supplementary Notice of Hearing
30 October 2006Amended Statement of Allegation
11 October 2006Order
06 October 2006Consent Order
24 August 2006Order
14 June 2006Order
14 June 2006Order
02 June 2006Supplementary Notice of Hearing
01 June 2006Supplementary Statement of Allegations
24 May 2006Order
24 May 2006Order
24 May 2006Order
12 May 2006Statement of Allegations
12 May 2006Notice of Hearing
11 May 2006Order
26 April 2006Order
20 April 2006Statement of Allegations
20 April 2006Notice of Hearing
11 April 2006Order
11 April 2006Temporary Cease Trade Order
31 March 2006Order
29 March 2006Notice of Hearing
28 March 2006Statement of Allegations

  
 Haley, Keith  
15 January 2007Order 
11 January 2007Order
21 December 2006Order
21 December 2006Order
13 December 2006Order
30 October 2006Order
24 October 2006Notice of Hearing
24 October 2006Statement of Allegations
20 October 2006Order
   
 Hanley, James K.  
26 February 2007Reasons for Decision
26 February 2007Order and Settlement Agreement
21 December 2006Order
03 October 2006Notice of Hearing
02 October 2006Statement of Allegations
   
 Harrison, Stephen V.  
14 April 2010Order
12 April 2010Settlement Agreement
12 April 2010Notice of Settlement Hearing
08 January 2010Order
29 October 2009Notice of Hearing
19 October 2009Statement of Allegations
   
 Havenor, David  
12 April 2011Reasons for Decision
05 January 2011Order
22 December 2010Ex Parte Temporary Order
17 December 2010Statement of Allegations
   
 Hawaii Fund  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Helmig, Renee Marie (aka Nisha Helmig)  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Hemingway, Alan  
14 May 2010Reasons for Decisions
19 February 2010Order
   
 Hendry, Trudi  
13 December 2010Order
25 November 2010Notice of Settlement Hearing
15 November 2010Settlement Agreement
   
 Heritage Financial Services Inc.  
26 February 2001Order
   
 Hoffer, Mayer  
30 January 2012Notice of Pre-Hearing Conference
18 August 2011Order
21 July 2011Notice of Settlement Hearing
04 July 2011Settlement Agreement
22 June 2011Notice of Adjournment of Hearing
12 May 2011Amended and Consolidated Notice of Hearing
16 December 2010Amended Notice of Hearing
16 November 2010Amended Statement of Allegations
29 October 2010Notice of Hearing
   
 Hurley, Charline  
11 January 2012Order
11 January 2012Order
15 December 2011Notice of Hearing of Motion
05 December 2011Motion
   
 Hurley, Larry  
11 January 2012Order
11 January 2012Order
15 December 2011Notice of Hearing of Motion
05 December 2011Motion
   
 Int. Teleworld Inc.  
14 August 2012Reasons for Decision on Preliminary Motion
16 July 2012Reasons for Decision on Adjournment Motion
10 July 2012Amended Motion
24 May 2012Amended and Consolidated Notice of Hearing of Motion
09 May 2012Notice of Hearing of Motion
02 May 2012Motion

  
 Intercontinental Trading Group S.A.  
23 December 2009Reasons for Decision
18 November 2009Order
09 November 2009Notice of Hearing
03 November 2009Order
   
 Investors Group Financial Services Inc.  
01 March 2006Statement of Allegations
19 January 2006Reasons for Decision
19 January 2006Order
12 January 2006Settlement Agreement
09 January 2006Notice of Hearing
06 January 2006Statement of Allegations
10 September 1995Decision and Order
   
 IPC Investment Corporation  
21 March 2002Order

  
 Jabez Financial Services Inc.  
15 January 2007Order
11 January 2007Order
21 December 2006Order
21 December 2006Order
13 December 2006Order
30 October 2006Order
24 October 2006Notice of Hearing
24 October 2006Statement of Allegations
20 October 2006Order
   
 Jarislowsky Fraser Limited  
15 June 2004Settlement Agreement
   
 JFS Credit Union  
15 January 2007Order
11 January 2007Order
21 December 2006Order
21 December 2006Order
13 December 2006Order
30 October 2006Order
24 October 2006Notice of Hearing
24 October 2006Statement of Allegations
20 October 2006Order
   
 Johnston, Lee Thomas Jr.  
24 September 2012Order
21 September 2012Notice of Discontinuance
28 March 2011Order (vacated)
17 March 2011Amended and Consolidated Notice of Hearing of Motion
07 February 2011Amended and Consolidated Notice of Hearing of Motion
07 January 2011Notice of Hearing of Motion
21 December 2010Motion
   
 Jones Heward Investment Counsel Inc  
14 August 2003Order

  
 Kerry, Ulysse  
22 June 1992Order
   
 Keybase Financial Group Inc.  
28 June 2012Reasons for Decision on Hearing and Review
20 January 2012Decision and Order on Motion
27 October 2011Amended and Consolidated Notice of Hearing
16 September 2011Order
19 July 2011Order
29 April 2011Notice of Hearing
18 August 2010Reasons for Decision
18 August 2010Reasons for Decision
06 August 2010Order
06 August 2010Order
   
 Killiam, Harold  
13 February 1992Order
   
 Kimmel Jr., Roger A.  
08 September 2008Reasons for Decision
20 August 2008Order

  
 L&B Landbanking Trust S.A. DE C.V.  
14 May 2010Reasons for Decisions
19 February 2010Order
   
 LaCroix, Vincent  
09 September 2005Order
29 August 2005Temporary Order (Executive Director)
   
 Landbankers International MX, S.A. DE C.V.  
14 May 2010Reasons for Decisions
19 February 2010Order
   
 Lane, Robert E.  
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
27 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
02 January 2008Notice of Hearing
20 December 2007Statement of Allegations
   
 Lanys, Steve  
01 February 2013Decision and Order Pursuant to Subsection 184(1.1)
12 December 2006Consent Order
11 October 2006Order
24 August 2006Order
24 May 2006Order
11 April 2006Order
31 March 2006Order
29 March 2006Notice of Hearing
28 March 2006Statement of Allegations
   
 Layden, Kenneth  
24 May 1996Decision
   
 LeBlanc, Normand  
15 January 2007Order
11 January 2007Order
21 December 2006Order
21 December 2006Order
13 December 2006Order
30 October 2006Order
24 October 2006Notice of Hearing
24 October 2006Statement of Allegations
20 October 2006Order
   
 Legacy Associates Inc.  
23 March 2009Reasons for Decision
12 November 2008Order
06 November 2008Settlement Agreement
09 October 2008Notice of Hearing
07 October 2008Statement of Allegations
   
 Limelight Capital Management Ltd.  
17 August 2007Reasons for Decision
04 May 2007Consolidated Amended Statement of Allegations
27 March 2007Consolidated Amended Notice of Hearing
06 October 2006Consent Order
14 June 2006Order
02 June 2006Supplementary Notice of Hearing
01 June 2006Supplementary Statement of Allegations
26 April 2006Order
20 April 2006Statement of Allegations
20 April 2006Notice of Hearing
11 April 2006Temporary Cease Trade Order
   
 Limelight Entertainment Inc.  
17 August 2007Reasons for Decision
04 May 2007Consolidated Amended Statement of Allegations
27 March 2007Consolidated Amended Notice of Hearing
06 October 2006Consent Order
14 June 2006Order
02 June 2006Supplementary Notice of Hearing
01 June 2006Supplementary Statement of Allegations
26 April 2006Order
20 April 2006Statement of Allegations
20 April 2006Notice of Hearing
11 April 2006Temporary Cease Trade Order
   
 Limpert, David  
21 June 2010Order
03 June 2010Notice of Settlement Hearing
31 May 2010Settlement Agreement
   
 Lizotte, Gerard  
15 February 1993Decision
   
 Locate Technologies Inc.  
21 April 2011Reasons for Decisions on Sanctions
24 January 2011Reasons for Decision
04 November 2010Order
30 June 2010Order
26 May 2010Order
11 May 2010Order
17 March 2010Notice of Hearing of Motion
09 December 2009Order
27 October 2009Notice of Hearing/Motion
03 July 2009Reasons for Decision
03 April 2009Order
17 March 2009Order
10 March 2009Reasons for Decision
20 January 2009Order
04 November 2008Second Consolidated and Amended Notice of Hearing
04 November 2008Order
29 October 2008Reasons for Decision
29 October 2008Settlement Agreement
23 October 2008Second Amended Statement of Allegations
16 September 2008Notice of Hearing
25 August 2008Order
15 August 2008Settlement Agreement
02 June 2008Amended Statement of Allegations
21 April 2008Notice of Hearing
11 April 2008Order
10 April 2008Order
19 March 2008Notice of Motion
14 March 2008Statement of Allegations
15 October 2007Consent Order
15 October 2007Order
14 September 2007Notice of Hearing
31 March 2004Order
   
 Logan, Bruce R.H.  
25 February 1998Decision and Order
   
 Loveday, Lowell  
13 February 1992Order
   
 Luminary Minerals Ltd.  
14 August 2012Reasons for Decision on Preliminary Motion
16 July 2012Reasons for Decision on Adjournment Motion
10 July 2012Amended Motion
24 May 2012Amended and Consolidated Notice of Hearing of Motion
09 May 2012Notice of Hearing of Motion
02 May 2012Motion
   
 Lund, Brian  
18 December 1997Order

  
 MacCallum, James A.  
19 March 2013Order
25 February 2013Notice of Settlement Hearing
21 February 2013Settlement Agreement
22 September 2011Order
22 September 2011Order
31 August 2011Notice of Adjournment of Hearing
31 August 2011Notice of Adjournment of Hearing
04 August 2011Notice of Hearing of Motion
06 July 2011Motion
   
 MacDermaid, Edward  
13 February 1992Order
   
 MacDougall, MacDougall & MacTier Inc.  
13 July 2001Order
   
 MacKay, Donald  
23 July 1992Order
   
 Maitland Capital Ltd.  
01 February 2013Decision and Order Pursuant to Subsection 184(1.1)
12 December 2006Consent Order
11 October 2006Order
24 August 2006Order
24 May 2006Order
11 April 2006Order
31 March 2006Order
29 March 2006Notice of Hearing
28 March 2006Statement of Allegations
   
 Mallett, George Wayne  
09 May 2012Order
04 May 2012Settlement Agreement
12 April 2012Reasons for Decision on Motion
17 February 2012Amended and Consolidated Notice of Hearing
30 January 2012Notice of Pre-Hearing Conference
24 November 2011Amended and Consolidated Notice of Hearing
19 October 2011Amended and Consolidated Notice of Hearing
22 June 2011Notice of Adjournment of Hearing
12 May 2011Amended and Consolidated Notice of Hearing
16 December 2010Amended Notice of Hearing
16 November 2010Amended Statement of Allegations
29 October 2010Notice of Hearing
19 January 2009Order
19 December 2008Amended and Consolidated Notice of Hearing of Motion
03 December 2008Notice of Hearing of Motion
26 November 2008Motion
   
 Malsbury, Shayne Lorne  
02 September 2008Reasons for Decision
20 August 2008Order
   
 Malsbury Investment Corporation  
02 September 2008Reasons for Decision
20 August 2008Order
   
 Manor, Boaz  
16 May 2005Extension Order
15 February 2005Order
   
 Manulife Securities International Ltd.  
15 February 2005Reasons for Decision
15 February 2005Order and Settlement Agreement
   
 Maples and White Sands Investment Ltd.  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Marsh Shuman, Alan  
30 May 2008Decision on Administrative Penalties and Costs
21 February 2008Reasons for Decision
02 May 2007Order
12 April 2007Order
27 November 2006Consent Order
01 November 2006Supplementary Notice of Hearing
30 October 2006Amended Statement of Allegation
14 June 2006Order
24 May 2006Order
24 May 2006Order
12 May 2006Statement of Allegations
12 May 2006Notice of Hearing
11 May 2006Order
   
 McAdam, Sonja A.  
14 May 2010Reasons for Decisions
19 February 2010Order
   
 Medoff, Ronald A.  
30 January 2012Notice of Pre-Hearing Conference
18 August 2011Order
21 July 2011Notice of Settlement Hearing
04 July 2011Settlement Agreement
22 June 2011Notice of Adjournment of Hearing
12 May 2011Amended and Consolidated Notice of Hearing
16 December 2010Amended Notice of Hearing
16 November 2010Amended Statement of Allegations
29 October 2010Notice of Hearing
   
 Meisner Corporation  
22 October 2007Reasons for Decision
02 August 2007Order
30 July 2007Statement of Allegations
30 July 2007Notice of Hearing
27 July 2007Temporary Order
   
 Meisner Inc. S.A.  
22 October 2007Reasons for Decision
02 August 2007Order
30 July 2007Statement of Allegations
30 July 2007Notice of Hearing
27 July 2007Temporary Order
   
 Meisner Incorporated  
22 October 2007Reasons for Decision
02 August 2007Order
30 July 2007Statement of Allegations
30 July 2007Notice of Hearing
27 July 2007Temporary Order
   
 Merchant Capital Markets S.A.  
09 October 2007Reasons for Decision
27 July 2007Order
13 July 2007Notice of Hearing
13 July 2007Temporary Order
13 July 2007Statement of Allegations
   
 Messinger, Saul  
12 December 2006Consent Order
11 October 2006Order
24 August 2006Order
24 May 2006Order
11 April 2006Order
31 March 2006Order
29 March 2006Notice of Hearing
28 March 2006Statement of Allegations
   
 Mezinski, Tom  
17 August 2007Reasons for Decision
04 May 2007Consolidated Amended Statement of Allegations
27 March 2007Consolidated Amended Notice of Hearing
06 October 2006Consent Order
14 June 2006Order
02 June 2006Supplementary Notice of Hearing
01 June 2006Supplementary Statement of Allegations
26 April 2006Order
20 April 2006Statement of Allegations
20 April 2006Notice of Hearing
11 April 2006Temporary Cease Trade Order
   
MHGG Tech Solutions Ltb (d.b.a. NRG Binary)  
19 February 2015Statement of Allegations   
     
 MI Capital Corporation  
08 August 2012Reasons for Decision
11 June 2012Order
29 May 2012Statement of Allegations
29 May 2012Notice of Hearing
   
 Midland Walwyn Capital Inc.  
06 December 1996Decision
   
 Miller, Janet  
23 March 1993Decision
   
 Moloney, Brian  
02 August 2013Decision and Order pursuant to ss 184(1.1)
30 April 2009Order
09 April 2009Amended Notice of Motion
30 March 2009Notice of Hearing
16 February 2009Motion
19 June 2008Order
28 May 2008Order
15 May 2008Notice of Hearing
15 May 2008Statement of Allegations
12 May 2008Ex-parte Temporary Order
   
 Money Concepts Group Capital Corp.  
08 September 1992Decision
   
 Moore, Ed  
14 May 2010Reasons for Decisions
19 February 2010Order
   
 Moore, Kim  
14 May 2010Reasons for Decisions
19 February 2010Order
   
 Morgan, Gavin  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Murray, Bradley Andrew  
26 January 2010Reasons for the Decision
24 November 2009Order
15 October 2009Notice of Hearing

  
 Nason, Donald  
24 January 2011Reasons for Decision
03 July 2009Reasons for Decision
03 April 2009Order
17 March 2009Order
10 March 2009Reasons for Decision
20 January 2009Order
04 November 2008Second Consolidated and Amended Notice of Hearing
04 November 2008Order
29 October 2008Reasons for Decision
29 October 2008Settlement Agreement
23 October 2008Second Amended Statement of Allegations
16 September 2008Notice of Hearing
25 August 2008Order
15 August 2008Settlement Agreement
02 June 2008Amended Statement of Allegations
21 April 2008Notice of Hearing
11 April 2008Order
10 April 2008Order
19 March 2008Notice of Motion
14 March 2008Statement of Allegations
15 October 2007Consent Order
15 October 2007Order
14 September 2007Notice of Hearing
   
 National Bank Financial Inc.  
11 January 2001Order
   
 Nerbonne, Matthew  
12 April 2011Reasons for Decision
05 January 2011Order
22 December 2010Ex Parte Temporary Order
17 December 2010Statement of Allegations
   
 New Century International  
29 November 2011Reasons for Decision
25 July 2011Order
12 July 2011Amended Statement of Allegations
22 June 2011Notice of Hearing
07 June 2011Statement of Allegations
   
 New Gold Limited Partnerships  
20 October 2008Reasons for Decision
27 August 2008Order
   
 Niles, Harry  
24 January 2011Reasons for Decision
03 July 2009Reasons for Decision
03 April 2009Order
17 March 2009Order
10 March 2009Reasons for Decision
20 January 2009Order
04 November 2008Second Consolidated and Amended Notice of Hearing
04 November 2008Order
29 October 2008Reasons for Decision
29 October 2008Settlement Agreement
23 October 2008Second Amended Statement of Allegations
16 September 2008Notice of Hearing
25 August 2008Order
15 August 2008Settlement Agreement
02 June 2008Amended Statement of Allegations
21 April 2008Notice of Hearing
11 April 2008Order
10 April 2008Order
19 March 2008Notice of Motion
14 March 2008Statement of Allegations
15 October 2007Consent Order
15 October 2007Order
14 September 2007Notice of Hearing
31 March 2004Order
   
 NNR N. Natural Resources Inc. et. al.  
30 June 2015
Notice of Discontinuance
14 August  2012
Reasons for Decision on Preliminary Motion 
16 July 2012Reasons for Decision on Adjournment Motion
10 July 2012Amended Motion
24 May 2012Amended and Consolidated Notice of Hearing of Motion
09 May 2012Notice of Hearing of Motion
02 May 2012Motion 
   
 Novielli, Lino  
02 August 2013Decision and Order pursuant to ss 184(1.1)
30 April 2009Order
09 April 2009Amended Notice of Motion
30 March 2009Notice of Hearing
16 February 2009Motion
19 June 2008Order
28 May 2008Order
15 May 2008Notice of Hearing
15 May 2008Statement of Allegations
12 May 2008Ex-parte Temporary Order
  
NRG Capital (Cyrpus) Limited
19 February 2015Statement of Allegations

  
 O'Brien, Eric  
17 December 2007Reasons for Decision
15 October 2007Order
   
 O'Neill, Kerry John  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Oagles, James H.  
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
27 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
02 January 2008Notice of Hearing
20 December 2007Statement of Allegations
   
 Oil International, LLC.  
14 May 2010Reasons for Decision
19 February 2010Order
   
 One Capital Corp. Limited  
08 August 2012Reasons for Decision
11 June 2012Order
29 May 2012Statement of Allegations
29 May 2012Notice of Hearing
   
 OptionsXpress Inc.  
31 August 2005Order and Settlement Agreement
   
 Osbourne Worldwide Limited  
12 February 2013Reasons for Decision
20 December 2012Order
26 November 2012Notice of Hearing
21 November 2012Statement of Allegations

  
 Palmer, Jim  
20 May 2009Reasons for Decision
25 February 2009Order
10 February 2009Notice of Hearing
09 February 2009Statement of Allegations
   
 Park, Sang  
20 January 2009Reasons for Decision
25 August 2008Order
13 August 2008Settlement Agreement
   
 Parker, Scott  
08 August 2012Reasons for Decision
11 June 2012Order
29 May 2012Statement of Allegations
29 May 2012Notice of Hearing
   
 Petroleum Unlimited LLC  
08 September 2008Reasons for Decision
20 August 2008Order
   
 PFSL Investments Canada Limited  
22 September 1992Order
   
 Phillips, Christopher Raymond  
20 February 2013Notice of Discontinuance
17 November 2011Order
16 November 2011Notice of Adjournment of Motion
03 November 2011Notice of Hearing of Motion
02 November 2011Motion
   
 Pimentel, Zaida  
02 August 2013Decision and Order pursuant to ss 184(1.1)
   
 Porter, Ricki Landon  
24 September 2012Order
21 September 2012Notice of Discontinuance
28 March 2011Order (vacated)
17 March 2011Amended and Consolidated Notice of Hearing of Motion
07 February 2011Amended and Consolidated Notice of Hearing of Motion
07 January 2011Notice of Hearing of Motion
21 December 2010Motion
   
 Portus Alternative Asset Management Inc.  
16 May 2005Extension Order
15 February 2005Temporary Order
15 February 2005Order
   
 Praamsma, Conrad  
09 October 2007Reasons for Decision
27 July 2007Order
13 July 2007Notice of Hearing
13 July 2007Temporary Order
13 July 2007Statement of Allegations
   
 Praamsma, Justin  
09 October 2007Reasons for Decision
27 July 2007Order
13 July 2007Notice of Hearing
13 July 2007Temporary Order
13 July 2007Statement of Allegations
   
 PriceWarner Financial LLC  
09 October 2007Order
25 September 2007Statement of Allegations
25 September 2007Notice of Hearing
24 September 2007Ex Parte Temporary Order
   
 Priest, William Watson  
05 July 2013Reasons for Decision and Order
05 April 2013Notice of Hearing
25 February 2013Notice of Hearing
12 February 2013Statement of Allegations
17 November 2011Order
16 November 2011Notice of Adjournment of Motion
03 November 2011Notice of Hearing of Motion
02 November 2011Motion
   
 Priest Financial Group  
20 February 2013Notice of Discontinuance
17 November 2011Order
16 November 2011Notice of Adjournment of Motion
03 November 2011Notice of Hearing of Motion
02 November 2011Motion
   
 Priest Phillips Management Corp.  
20 February 2013Notice of Discontinuance
17 November 2011Order
16 November 2011Notice of Adjournment of Motion
03 November 2011Notice of Hearing of Motion
02 November 2011Motion
   
 Priest Phillips Professional Corp.  
20 February 2013Notice of Discontinuance
17 November 2011Order
16 November 2011Notice of Adjournment of Motion
03 November 2011Notice of Hearing of Motion
02 November 2011Motion
   
 Prudential Global Real Estate Corp.  
14 August 2012Reasons for Decision on Preliminary Motion
16 July 2012Reasons for Decision on Adjournment Motion
10 July 2012Amended Motion
24 May 2012Amended and Consolidated Notice of Hearing of Motion
09 May 2012Notice of Hearing of Motion
02 May 2012Motion

  
 Quéré, André  
17 September 1991Decision and Reasons

  
 RAK Marine International Inc.  
14 August 2012Reasons for Decision on Preliminary Motion
16 July 2012Reasons for Decision on Adjournment Motion
10 July 2012Amended Motion
24 May 2012Amended and Consolidated Notice of Hearing of Motion
09 May 2012Notice of Hearing of Motion
02 May 2012Motion
   
 Regal Capital Planners Ltd.  
13 November 2001Order
22 March 2001Decision
24 May 1996Decision
   
 Reynolds, Ray  
29 November 2011Reasons for Decision
25 July 2011Order
12 July 2011Amended Statement of Allegations
22 June 2011Notice of Hearing
07 June 2011Statement of Allegations
   
 Robichaud, Fernand  
23 July 1992Order
   
 Rogers, Jason  
14 May 2010Reasons for Decisions
19 February 2010Order
   
 Ronin Group L.L.C.  
14 October 2011Reasons for Decision
30 March 2011Order
04 March 2011Notice of Hearing
18 February 2011Statement of Allegations
   
 Ronin Operating L.L.C.  
14 October 2011Reasons for Decision
30 March 2011Order
04 March 2011Notice of Hearing
18 February 2011Statement of Allegations
   
 Roussel, Reginald  
10 September 1995Decision and Order

  
 S & L Transactions Limited  
14 July 2010Order
30 June 2010Notice of Settlement Hearing
25 June 2010Settlement Agreement
   
 Saintonge, Aline  
14 July 2010Order
30 June 2010Notice of Settlement Hearing
25 June 2010Settlement Agreement
   
 Saintonge, Robert  
14 July 2010Order
30 June 2010Notice of Settlement Hearing
25 June 2010Settlement Agreement
21 September 2009Order
21 September 2009Order
21 September 2009Order
20 August 2009Notice of Motion
19 August 2009Motion
   
 Saxon Consultants Ltd.  
09 October 2007Reasons for Decision
27 July 2007Order
13 July 2007Notice of Hearing
13 July 2007Temporary Order
13 July 2007Statement of Allegations
   
 Saxon Financial Services Ltd.  
09 October 2007Reasons for Decision
27 July 2007Order
13 July 2007Notice of Hearing
13 July 2007Temporary Order
13 July 2007Statement of Allegations
   
 Scott, Richard A.  
12 April 2012Order
12 March 2012Amended and Consolidated Notice of Hearing of Motion
29 February 2012Notice of Hearing of Motion
16 February 2012Motion
   

Sebastian, Fred, Louis

  

11 September 2015

Application

   
   
 Secured Precious Metals International  
30 July 2012Notice of Adjournment of Hearing
24 May 2012Notice of Hearing
04 May 2012Notice to Continue
23 April 2012Notice of Hearing
03 April 2012Notice of Adjournment of Hearing
02 April 2012Notice of Withdrawal
12 March 2012Notice of Hearing
02 March 2012Statement of Allegations
   
 Sellars, James Edward  
29 April 2011Notice of Hearing
18 August 2010Reasons for Decision
18 August 2010Reasons for Decision
06 August 2010Order
06 August 2010Order
   
 Sellars, James Edward (applicant on review)  
28 June 2012Reasons for Decision on Hearing and Review
20 January 2012Decision and Order on Motion
27 October 2011Amended and Consolidated Notice of Hearing
16 September 2011Order
19 July 2011Order
   
 Shaker Management Group Inc.  
13 December 2010Order
25 November 2010Notice of Settlement Hearing
15 November 2010Settlement Agreement
   
 Shire Asset Management Ltd.  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Shire International Real Estate Investment Ltd.  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Shott, Normand  
18 October 1992Decision
   
 Sierra Madre Holdings MX, S.A. DE C.V.  
14 May 2010Reasons for Decisions
19 February 2010Order
   
 Smith, Earle M.  
24 October 1997Decision and Order
   
 Sponagle, Quintin  
15 January 2007Order
11 January 2007Order
21 December 2006Order
21 December 2006Order
13 December 2006Order
30 October 2006Order
24 October 2006Notice of Hearing
24 October 2006Statement of Allegations
20 October 2006Order
   
 St. Clair Research Associates Inc.  
30 January 2012Notice of Pre-Hearing Conference
18 August 2011Order
21 July 2011Notice of Settlement Hearing
04 July 2011Settlement Agreement
22 June 2011Notice of Adjournment of Hearing
12 May 2011Amended and Consolidated Notice of Hearing
16 December 2010Amended Notice of Hearing
16 November 2010Amended Statement of Allegations
29 October 2010Notice of Hearing
   
 Strata Distribution Services Limited  
20 April 1995Decision
   
 Strategic Energy Partners  
20 May 2009Reasons for Decision
25 February 2009Order
10 February 2009Notice of Hearing
09 February 2009Statement of Allegations
   
 Surette, Kevin Joseph  
24 September 2012Order
21 September 2012Notice of Discontinuance
28 March 2011Order (vacated)
17 March 2011Amended and Consolidated Notice of Hearing of Motion
07 February 2011Amended and Consolidated Notice of Hearing of Motion
07 January 2011Notice of Hearing of Motion
21 December 2010Motion
   
 Sylvester, Julian  
17 December 2007Reasons for Decision
15 October 2007Order

  
 Terrasphere Inc.  
25 October 2013Settlement Agreement
25 October 2013Order
08 March 2013Notice of Pre-Hearing Conference
18 February 2013Notice of Hearing
12 February 2013Statement of Allegations
   
 Terrasphere Systems LLC  
25 October 2013Settlement Agreement
25 October 2013Order
08 March 2013Notice of Pre-Hearing Conference
18 February 2013Notice of Hearing
12 February 2013Statement of Allegations
   
 Texas Energy Management  
14 January 2013Notice of Discontinuance
30 July 2012Notice of Adjournment of Hearing
24 May 2012Notice of Hearing
04 May 2012Notice to Continue
23 April 2012Notice of Hearing
03 April 2012Notice of Adjournment of Hearing
02 April 2012Notice of Withdrawal
12 March 2012Notice of Hearing
02 March 2012Statement of Allegations
   
 Theodoropoulos, George  
09 October 2007Order
25 September 2007Statement of Allegations
25 September 2007Notice of Hearing
24 September 2007Ex Parte Temporary Order
   
 Tomeli, Evanna  
30 April 2009Order
09 April 2009Amended Notice of Motion
30 March 2009Notice of Hearing
16 February 2009Motion
19 June 2008Order
28 May 2008Order
15 May 2008Notice of Hearing
15 May 2008Statement of Allegations
12 May 2008Ex-parte Temporary Order
   
 Tracy, Jeannie  
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
27 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
02 January 2008Notice of Hearing
20 December 2007Statement of Allegations
   
 Travin, Jack  
12 December 2006Consent Order
11 October 2006Order
24 August 2006Order
24 May 2006Order
11 April 2006Order
31 March 2006Order
29 March 2006Notice of Hearing
28 March 2006Statement of Allegations
   
 Trevino, Joe Jr.  
14 October 2011Reasons for Decision
30 March 2011Order
04 March 2011Notice of Hearing
18 February 2011Statement of Allegations
   
 Trinidad Oil and Gas Corporation  
14 May 2010Reasons for Decision
19 February 2010Order
   
 Trites, Andrew J.  
17 July 2012Order
13 July 2012Settlement Agreement
09 July 2012Notice of Settlement Hearing
22 September 2011Order
22 September 2011Order
31 August 2011Notice of Adjournment of Hearing
31 August 2011Notice of Adjournment of Hearing
04 August 2011Notice of Hearing of Motion
06 July 2011Motion
   
 Tubtron Controls Corp.  
21 April 2011Reasons for Decisions on Sanctions
24 January 2011Reasons for Decision
04 November 2010Order
30 June 2010Order
26 May 2010Order
11 May 2010Order
17 March 2010Notice of Hearing of Motion
09 December 2009Order
27 October 2009Notice of Hearing/Motion
03 July 2009Reasons for Decision
03 April 2009Order
17 March 2009Order
10 March 2009Reasons for Decision
20 January 2009Order
04 November 2008Second Consolidated and Amended Notice of Hearing
04 November 2008Order
29 October 2008Reasons for Decision
29 October 2008Settlement Agreement
23 October 2008Second Amended Statement of Allegations
16 September 2008Notice of Hearing
25 August 2008Order
15 August 2008Settlement Agreement
02 June 2008Amended Statement of Allegations
21 April 2008Notice of Hearing
11 April 2008Order 
10 April 2008Order
19 March 2008Notice of Motion
14 March 2008Statement of Allegations
15 October 2007Consent Order
15 October 2007Order
14 September 2007Notice of Hearing
31 March 2004Order
   
 Tycoon Energy Inc.  
12 April 2011Reasons for Decision
05 January 2011Order
22 December 2010Ex Parte Temporary Order
17 December 2010Statement of Allegations

  
 Ulfan, Hanoch  
17 August 2007Reasons for Decision
04 May 2007Consolidated Amended Statement of Allegations
27 March 2007Consolidated Amended Notice of Hearing
12 December 2006Consent Order
11 October 2006Order
06 October 2006Consent Order
24 August 2006Order
14 June 2006Order
02 June 2006Supplementary Notice of Hearing
01 June 2006Supplementary Statement of Allegations
24 May 2006Order
26 April 2006Order
20 April 2006Statement of Allegations
20 April 2006Notice of Hearing
11 April 2006Order
11 April 2006Temporary Cease Trade Order
31 March 2006Order
29 March 2006Notice of Hearing
28 March 2006Statement of Allegations
   
 University Health Industries Inc.  
07 August 2013Variation Order
09 October 2007Order
25 September 2007Statement of Allegations
25 September 2007Notice of Hearing
24 September 2007Ex Parte Temporary Order
   
 University Lab Technologies Inc.  
09 October 2007Order
25 September 2007Statement of Allegations
25 September 2007Notice of Hearing
24 September 2007Ex Parte Temporary Order
   
 Urrutia, Dave  
14 May 2010Reasons for Decisions
19 February 2010Order

  
 Valentine, Mark Edward  
15 February 2005Order
   
 Vienneau, Jean-Marc  
06 December 1996Decision
   
 Villabar Real Estate Inc.  
30 January 2012Notice of Pre-Hearing Conference
18 August 2011Order
21 July 2011Notice of Settlement Hearing
04 July 2011Settlement Agreement
22 June 2011Notice of Adjournment of Hearing
12 May 2011Amended and Consolidated Notice of Hearing
16 December 2010Amended Notice of Hearing
16 November 2010Amended Statement of Allegations
29 October 2010Notice of Hearing
   
 Vizcarra, Jorge  
22 October 2007Reasons for Decision
02 August 2007Order
30 July 2007Statement of Allegations
30 July 2007Notice of Hearing
27 July 2007Temporary Order

  
 Waddingham, Leonard  
12 December 2006Consent Order
11 October 2006Order
24 August 2006Order
24 May 2006Order
11 April 2006Order
31 March 2006Order
29 March 2006Notice of Hearing
28 March 2006Statement of Allegations
   
 Wadhwani, Kim  
12 December 2006Consent Order
11 October 2006Order
24 August 2006Order
24 May 2006Order
11 April 2006Order
31 March 2006Order
29 March 2006Notice of Hearing
28 March 2006Statement of Allegations
   
 Wealth Pools International Inc.  
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
21 July 2008Reasons for Decision
27 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
26 March 2008Order
02 January 2008Notice of Hearing
20 December 2007Statement of Allegations
   
 Weeres, Steven Vincent  
15 March 2012Reasons for Decision on Sanctions
29 November 2011Reasons for the Decision on the Merits
23 August 2011Amended and Consolidated Notice of Hearing by Conference Call
13 July 2011Notice of Hearing by Conference Call
21 February 2011Amended Statement of Allegations
29 October 2010Statement of Allegations
   
 Werner, Andrew  
09 October 2007Order
25 September 2007Statement of Allegations
25 September 2007Notice of Hearing
24 September 2007Ex Parte Temporary Order
   
 WFG Securities of Canada Inc.  
21 June 2010Order
03 June 2010Notice of Settlement Hearing
31 May 2010Settlement Agreement
   
 White, Matthew  
12 January 2009Order
06 January 2009Settlement Agreement
21 November 2008Consolidated Amended Notice of Hearing
23 October 2008Notice of Hearing
15 October 2008Statement of Allegations
   
 Wilson, Paul  
18 December 1997Order
   
 Wilson, Sean  
09 October 2007Reasons for Decision
27 July 2007Order
13 July 2007Notice of Hearing
13 July 2007Temporary Order
13 July 2007Statement of Allegations
   
 Woodman, Ronald  
06 February 1991Decision and Reasons
   
 Woodworth, Clyde  
03 June 1992Decision and Reasons
   
 Wylie, Richard  
30 April 2009Order
09 April 2009Amended Notice of Motion
30 March 2009Notice of Hearing
16 February 2009Motion
19 June 2008Order
28 May 2008Order
15 May 2008Notice of Hearing
15 May 2008Statement of Allegations
12 May 2008Ex-parte Temporary Order

  
 X4 Technologies Incorporated  
24 September 2012Order
21 September 2012Notice of Discontinuance
28 March 2011Order (vacated)
17 March 2011Amended and Consolidated Notice of Hearing of Motion
07 February 2011Amended and Consolidated Notice of Hearing of Motion
07 January 2011Notice of Hearing of Motion
21 December 2010Motion

  
 Young, Todd  
09 October 2007Reasons for Decision
27 July 2007Order
13 July 2007Notice of Hearing
13 July 2007Temporary Order
13 July 2007Statement of Allegations

  
 Zacarias (aka Wolf Zacarias), Brian J.  
14 May 2010Reasons for Decisions
19 February 2010Order



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