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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

Between
TO
1316 Result(s)

O'Brien, Eric

Type: Reasons for Decisions
Type: Order

Sylvester, Julian

Type: Reasons for Decisions
Type: Order

Dizcarra, George

Type: Reasons for Decisions
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Temporary Order

Meisner Corporation

Type: Reasons for Decisions
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Temporary Order

Meisner Inc. S.A.

Type: Reasons for Decisions
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Temporary Order

Meisner Incorporated

Type: Reasons for Decisions
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Temporary Order

Vizcarra, Jorge

Type: Reasons for Decisions
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Temporary Order

706166 Alberta Ltd.

Type: Order
Type: Consent Order
Type: Notice of Hearing

Alberta Energy Corp.

Type: Order

Bradley Corporate Services Ltd.

Type: Consent Order
Type: Order
Type: Notice of Hearing

Cody, Michael

Type: Order
Type: Consent Order
Type: Notice of Hearing

Drever, Lorne

Type: Consent Order
Type: Order
Type: Notice of Hearing

Locate Technologies Inc.

Type: Order
Type: Consent Order
Type: Notice of Hearing

Nason, Donald

Type: Consent Order
Type: Order
Type: Notice of Hearing

Niles, Harry

Type: Order
Type: Consent Order
Type: Notice of Hearing

Tubtron Controls Corp.

Type: Order
Type: Consent Order
Type: Notice of Hearing

Merchant Capital Markets S.A.

Type: Reasons for Decisions
Type: Order
Type: Statement of Allegations
Type: Temporary Order
Type: Notice of Hearing

Praamsma, Conrad

Type: Reasons for Decisions
Type: Order
Type: Temporary Order

Praamsma, Justin

Type: Reasons for Decisions
Type: Order

PriceWarner Financial LLC

Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Ex-parte Temporary Order

Saxon Consultants Ltd.

Type: Reasons for Decisions
Type: Order

Saxon Financial Services Ltd.

Type: Reasons for Decisions
Type: Order

Theodoropoulos, George

Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Ex-parte Temporary Order

University Health Industries Inc.

Type: Notice of Hearing
Type: Statement of Allegations
Type: Ex-parte Temporary Order

University Lab Technologies Inc.

Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Ex-parte Temporary Order

Werner, Andrew

Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Ex-parte Temporary Order

Wilson, Sean

Type: Reasons for Decisions
Type: Order

Young, Todd

Type: Reasons for Decisions
Type: Order

Al-Tar Energy Corp.

Type: Order

Campbell, David

Type: Reasons for Decisions

da Silva, Carlos

Type: Reasons for Decisions

Grossman, Al

Type: Reasons for Decisions

Limelight Capital Management Ltd.

Type: Reasons for Decisions

Limelight Entertainment Inc.

Type: Reasons for Decisions

Mezinski, Tom

Type: Reasons for Decisions

Ulfan, Hanoch

Type: Reasons for Decisions