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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

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1316 Result(s)

Campbell, Donald

Type: Order

PFSL Investments Canada Limited

Type: Order

Money Concepts Group Capital Corp.

Type: Decision

MacKay, Donald

Type: Order

Robichaud, Fernand

Type: Order

Kerry, Ulysse

Type: Order

Woodworth, Clyde

Type: Reasons for Decisions

Folkins, Burton

Type: Order

Killiam, Harold

Type: Order

Loveday, Lowell

Type: Order

MacDermaid, Edward

Type: Order

Quéré, André

Type: Reasons for Decisions

Doucet, John

Type: Reasons for Decisions

Woodman, Ronald

Type: Reasons for Decisions

Drummond, Peta Shaughn

Type: Reasons for Decisions

Niles, Harry

Type: Reasons for Decisions