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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

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1316 Result(s)

Mallett, George Wayne

Type: Amended and Consolidated Notice of Hearing
Type: Amended and Consolidated Notice of Hearing
Type: Notice of Adjournment of Hearing

613247 N.B. Ltd.

Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

Centum Home Mortgage Corp.

Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

DLC Priest Financial

Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

Phillips, Christopher Raymond

Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

Priest Financial Group

Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

Priest Phillips Management Corp.

Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

Priest Phillips Professional Corp.

Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion

Priest, William Watson

Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

Keybase Financial Group Inc.

Type: Amended and Consolidated Notice of Hearing
Type: Order
Type: Order

Sellars, James Edward (applicant on review)

Type: Amended and Consolidated Notice of Hearing

Ronin Group L.L.C.

Type: Reasons for Decisions

Ronin Operating L.L.C.

Type: Reasons for Decisions

Trevino, Joe Jr.

Type: Reasons for Decisions

Bosse, Jules

Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Reasons for Decision on Constitutional Motion
Type: Reasons for Decision on Motion-Part 2

Drapeau, Armel

Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Reasons for Decision on Constitutional Motion
Type: Reasons for Decision on Motion-Part 2

Emond, Pierre

Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Reasons for Decision on Constitutional Motion
Type: Reasons for Decision on Motion-Part 2

Andrew Mitchell Holdings, LLC

Type: Order
Type: Order
Type: Notice of Adjournment of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Hearing of Motion
Type: Motion

MacCallum, James A.

Type: Order
Type: Order
Type: Notice of Adjournment of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Hearing of Motion
Type: Motion

Trites, Andrew J.

Type: Order
Type: Order
Type: Notice of Adjournment of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Hearing of Motion
Type: Motion

Donszelmann, Rebekah

Type: Amended and Consolidated Notice of Hearing by Conference Call
Type: Notice of Hearing by Conference Call

Weeres, Steven Vincent

Type: Amended and Consolidated Notice of Hearing by Conference Call
Type: Notice of Hearing by Conference Call

Hoffer, Mayer

Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement
Type: Notice of Adjournment of Hearing

Medoff, Ronald A.

Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement
Type: Notice of Adjournment of Hearing

St. Clair Research Associates Inc.

Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement
Type: Notice of Adjournment of Hearing

Villabar Real Estate Inc.

Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement
Type: Notice of Adjournment of Hearing

New Century International

Type: Order
Type: Amended Statement of Allegations
Type: Notice of Hearing

Reynolds, Ray

Type: Order
Type: Amended Statement of Allegations
Type: Notice of Hearing