Self-Serve Portal

Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

13-315 - CSA Staff Notice 13-315 - Securities Regulatory Authority Closed Dates

Category: 1 - Procedure and Related Matters

Status:

Current Instruments:

No	Document	Type	Publication Date
13-315	CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2025	CSA Notice	05/12/2024

History:

No	Document	Type	Publication Date
13-315	CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2020	CSA Notice	12/12/2019
13-315	CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2019*	CSA Notice	13/12/2018
13-315	CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2018	CSA Notice	12/12/2017
13-315	CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2017*	CSA Notice	06/12/2016
13-315	CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2016*	CSA Notice	10/12/2015
13-315	CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2015	CSA Notice	04/12/2014
13-315	CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2014	CSA Notice	09/01/2014
13-315	CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2013*	CSA Notice	20/12/2012
13-315	CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2012	CSA Notice	06/01/2012
13-315	CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2011	CSA Notice	21/01/2011
13-315	CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2010	CSA Notice	19/02/2010
13-315	CSA Staff Notice 13-315 Securities Regulatory Authority Closed Dates 2009 (revised)	CSA Notice	29/05/2009
13-315	CSA Staff Notice 13-315 Securities Regulatory Authority Closed Dates 2009	CSA Notice	27/02/2009
13-315	CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2021*	CSA Notice	10/12/2020
13-315	CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2022*	CSA Notice	09/12/2021
13-315	CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2023	CSA Notice	08/12/2022
13-315	CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2024	CSA Notice	07/12/2023