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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

Between
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1316 Result(s)

724682 NB INC operating as Atlantic Health and Safety

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Colibri Resource Corporation

Type: Cease Trade Order

Alexandra Daigle

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Michel B. LeBlanc

Type: Reasons for Decision and Order of the Superintendent of Insurance

Gilles Essiembre

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Siew Lan Hong Mulligan

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Hannah and Poirier and Century 21 Absolute Realty Inc.

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Jonathon Rasenberg

Type: Reasons for Decisions

Gerald David Webster & Unity Realty Inc.

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Dumont, Claude and Excellence Realty Ltd

Fletcher, Dean J.E. (of Harvey Insurance Limited)

Type: Superintendent’s Decision and Order

K. Walter Moore and Town & Country Market Realty Ltd.

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Priest, William Watson

Type: Notice of Hearing
Type: Notice of Hearing
Type: Statement of Allegations

MacCallum, James A.

Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement

Drapeau, Armel

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Adjournment of Hearing
Type: Notice of Discontinuance (Bossé)

Emond, Pierre

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Adjournment of Hearing
Type: Notice of Discontinuance (Bossé)

GILDEA (aka Bill GILDEA), William

Type: Notice of Pre-Hearing Conference
Type: Notice of Hearing
Type: Statement of Allegations

Terrasphere Inc.

Type: Notice of Pre-Hearing Conference
Type: Notice of Hearing
Type: Statement of Allegations

Terrasphere Systems LLC

Type: Notice of Pre-Hearing Conference
Type: Notice of Hearing
Type: Statement of Allegations

Andrew Mitchell Holdings, LLC

Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement

613247 N.B. Ltd.

Type: Notice of Discontinuance

Centum Home Mortgage Corp.

Type: Notice of Discontinuance

DLC Priest Financial

Type: Notice of Discontinuance

Phillips, Christopher Raymond

Type: Notice of Discontinuance

Priest Financial Group

Type: Notice of Discontinuance

Priest Phillips Management Corp.

Type: Notice of Discontinuance

Priest Phillips Professional Corp.

Type: Notice of Discontinuance

Crainshaw International Ltd.

Type: Reasons for Decisions
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Osbourne Worldwide Limited

Type: Reasons for Decisions
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Grossman, Al

Lanys, Steve

Maitland Capital Ltd.

Texas Energy Management

Type: Notice of Discontinuance
Type: Notice of Adjournment of Hearing

Bosse, Jules

Type: Notice of Discontinuance (Bossé)

Johnston, Lee Thomas Jr.

Type: Order
Type: Notice of Discontinuance

Porter, Ricki Landon

Type: Order
Type: Notice of Discontinuance

Surette, Kevin Joseph

Type: Order
Type: Notice of Discontinuance

X4 Technologies Incorporated

Type: Order
Type: Notice of Discontinuance

Flash Funding International Corp.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion

FNT Forever New Technologies, Inc.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion

Global Bonds Fund Inc.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion

Global Capital & Financial Corp.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion

Int. Teleworld Inc.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion

Luminary Minerals Ltd.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion

NNR N. Natural Resources Inc. et. al.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion

Prudential Global Real Estate Corp.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion

RAK Marine International Inc.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion

Ayears, Sean

Type: Reasons for Decisions

MI Capital Corporation

Type: Reasons for Decisions

One Capital Corp. Limited

Type: Reasons for Decisions

Parker, Scott

Type: Reasons for Decisions

Falcon Petroleum Resources

Type: Notice of Adjournment of Hearing

Secured Precious Metals International

Type: Notice of Adjournment of Hearing

Trites, Andrew J.

Type: Order
Type: Settlement Agreement