Jason Alcorn, Senior Legal Counsel in the Commission’s Securities Division, will host the webinars and will focus upon hot topics in securities regulation including:
- reforms by the Canadian Securities Administrators to enhance the client-registrant relationship (client focused reforms);
- the prohibition of deferred sales charges for investment funds and the prohibition of mutual fund trailing commissions where no suitability determination is required; and
- the recent Consultation Paper on the Self-Regulatory Organization Framework by the Canadian Securities Administrators.
The webinar may qualify for education credits from your professional organization.