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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 40,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

12-203 - Management Cease Trade Orders

Current Instruments

Category

1 - Procedure and Related Matters

No	Document	Type	Publication Date
12-203	National Policy (Consolidated up to 9 June 2023)	National Policy	20/06/2023

Related Documents

No	Document	Type	Publication Date
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021

History

No	Document	Type	Publication Date
12-203	Changes to NP 12-203 (effective 9 June 2023, arising from NI 13-103)	Changes to National Policy	24/04/2023
12-203	Ministerial Consent	Ministerial Consent	04/04/2023
12-203	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
12-203	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
12-203	National Policy	National Policy	23/06/2016
12-203	Ministerial Consent	Ministerial Consent	12/05/2016
12-203	CSA Notice of Publication MI 11-102 Passport System MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions	CSA Notice	03/03/2016
12-203	CSA Notice and Request for Comment Proposed Amendments to MI 11-102 Passport System	CSA Notice	16/04/2015
12-203	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters	CSA Notice	13/09/2012
12-203	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers	CSA Notice	13/09/2012
12-203	CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments	CSA Notice	29/07/2011
12-203	Changes to NP 12-203	Changes to National Policy	01/01/2011
12-203	National Policy (Consolidated up to 1 January 2011)	National Policy	01/01/2011
12-203	CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP, Amendments to NI 14-101 Definitions and Other Related Amendments	CSA Notice	01/10/2010
12-203	Changes to NI 12-203	Changes to National Policy	15/12/2008
12-203	CSA Notice	CSA Notice	29/08/2008
12-203	National Policy	National Policy	29/08/2008
12-203	CSA Notice and Request for Comment	CSA Notice	28/03/2008
12-203	National Policy	National Policy	28/03/2008