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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

Blanket Order 81-511 - Exemptions from The OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers

Please be advised that the following document has been uploaded to the Securities Division Regulatory Instruments section on our website:

Blanket Order 81-511 - Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

Blanket Order 81-511 - Exemptions from The OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers