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FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

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COVID-19 Update

  1. FCNB
  2. node
  3. Le client avant tout, pour une protection accrue des investisseurs: Partie 1 - Les réformes axées sur le client
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When:

20 Oct 2021
1:00 PM
to
20 Oct 2021
2:00 PM

Le client avant tout, pour une protection accrue des investisseurs: Partie 1 - Les réformes axées sur le client

Ce webinaire aidera les professionnels en placement à comprendre les exigences réglementaires des réformes axées sur le client et leur incidence sur leur travail et leurs pratiques.

Ce webinaire traitera notamment des questions suivantes :

  • Les nouvelles exigences concernant la convenance du placement
  • La résolution des conflits d’intérêts dans l’intérêt véritable du client
  • L’importance de primer les intérêts du client dans la recommandation
  • Le respect des nouvelles normes sur la connaissance du client et la connaissance du produit
  • L’interdiction de communications trompeuses

Ce webinaire donne droit à un crédit de 1,0 heure au titre de la FC sur la conformité de l’OCRCVM.

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