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Proposed Rules and Changes

Following are the proposed rules and changes currently out for comment—organized by industry. 

If you wish to be notified when information becomes available for each sector, please subscribe to receive email updates for regulatory notices.

6 Results

CSA Notice and Request for Comment – Proposed Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

Please submit your comments in writing on or before 15 November 2021. If you are not sending your comments by email, please send us an electronic file containing submissions provided (in Microsoft Word format).

How to Contact

Secretary
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, NB E2L 2J2
Telephone: 506-658-3060
Toll Free: 866-933-2222 (within NB only)
Fax:  506-658-3059    
Email: secretary@fcnb.ca 

Comment Period Opened
16 Sep 2021 to 15 Nov 2021

Notice of Public Consultation: Diversity in the Capital Markets

Please send your comments in writing on or before 15 November 2021.

How to Contact

Securities Division c/o Ella-Jane Loomis
Financial and Consumer Services Commission
300-85 rue Charlotte Street
Saint John, NB E2L 2J2
Fax: (506) 658-3059
Email: ella-jane.loomis@fcnb.ca

 

Comment Period Opened
15 Sep 2021 to 15 Nov 2021

CSA Notice and Request for Comment - Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements

Please submit your comments in writing on or before 11 October 2021. If you are not sending your comments by email, please send us an electronic file containing submissions provided (in Microsoft Word format).

How to Contact

Secretary
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, NB E2L 2J2
Telephone: 506-658-3060
Toll Free: 866-933-2222 (within NB only)
Fax:  506-658-3059    
E-mail: secretary@fcnb.ca

Comment Period Opened
12 Aug 2021 to 11 Oct 2021

Regulation of Financial Planner and Financial Advisor Titles

FCNB is publishing this consultation paper for a 75-day comment period. Please send your comments in writing on or before 25 October 2021.

How to Contact

Securities Division c/o David Shore
Financial and Consumer Services Commission
300-85 rue Charlotte Street
Saint John, NB E2L 2J2
Fax: (506) 658-3059

Comment Period Opened
10 Aug 2021 to 25 Oct 2021

CSA Position Paper 25-404 – New Self-Regulatory Organization Framework

Please submit your written representations in writing on or before October 4, 2021. If you are not sending your written representations by email, please send us an electronic file containing submissions provided (in Microsoft Word format).

How to Contact

Secretary
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, NB E2L 2J2
Telephone: 506-658-3060
Toll Free: 866-933-2222 (within NB only)
Fax:  506-658-3059    
E-mail: secretary@fcnb.ca
 

Comment Period Opened
3 Aug 2021 to 4 Oct 2021

CSA Notice and Request for Comment – Proposed Amendments to NI 45-106 Prospectus Exemptions

Please submit your comments in writing on or before 26 October 2021. If you are not sending your comments by email, please send us an electronic file containing submissions provided (in Microsoft Word format).

 

 

How to Contact

Secretary
Financial and Consumer Services Commission
85 Charlotte Street, Suite 300
Saint John, NB E2L 2J2
Telephone: 506-658-3060
Toll Free: 866-933-2222 (within NB only)
Fax:  506-658-3059    
E-mail: secretary@fcnb.ca

Comment Period Opened
28 Jul 2021 to 26 Oct 2021