Online Services
This is your all-in-one destination for every online tool the Commission offers consumers and industry, including a self-serve portal, and detailed user guides for the most common financial concerns and questions.
Self-serve portal
File forms and apply for licensing or registration for a range of sectors regulated by the Commission.
Submit a complaint
If you’ve experienced a problem with the conduct of an individual or company and are not satisfied with their response, you can submit a formal complaint.
Licence/registration search tools
Search for the names of individuals and companies in various Commission-regulated industries to see if they are licensed and/or registered.
Securities Regulatory Instruments
The national electronic registration system for securities dealers and advisors.
Resources
We develop educational resources to provide New Brunswickers with the knowledge, skills and confidence to make informed spending and investing decisions and to help protect themselves from fraud and financial exploitation.
Research
Periodically, the Commission conducts public opinion surveys of New Brunswick adults to track indication of the impact of our work on consumer awareness, knowledge, confidence and behaviours over time. These insights provide information about trends, gaps or challenges in different populations throughout the province.
The following executive summary highlights key findings from the 2024-2025 report.