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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

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1316 Result(s)

New Century International

Type: Statement of Allegations

Reynolds, Ray

Type: Statement of Allegations

Bosse, Jules

Type: Amended and Consolidated Notice of Hearing
Type: Decision
Type: Reasons for Decision on Motion-Part 1
Type: Amended and Consolidated Notice of Hearing
Type: Notice of Adjournment of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing

Drapeau, Armel

Type: Amended and Consolidated Notice of Hearing
Type: Decision
Type: Reasons for Decision on Motion-Part 1
Type: Amended and Consolidated Notice of Hearing
Type: Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing

Emond, Pierre

Type: Amended and Consolidated Notice of Hearing
Type: Decision
Type: Reasons for Decision on Motion-Part 1
Type: Amended and Consolidated Notice of Hearing
Type: Notice of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing

Hoffer, Mayer

Type: Amended and Consolidated Notice of Hearing
Type: Amended Notice of Hearing
Type: Amended Statement of Allegations

Mallett, George Wayne

Type: Amended and Consolidated Notice of Hearing
Type: Amended Notice of Hearing
Type: Amended Statement of Allegations

Medoff, Ronald A.

Type: Amended and Consolidated Notice of Hearing
Type: Amended Notice of Hearing
Type: Amended Statement of Allegations

St. Clair Research Associates Inc.

Type: Amended and Consolidated Notice of Hearing
Type: Amended Notice of Hearing
Type: Amended Statement of Allegations

Villabar Real Estate Inc.

Type: Amended and Consolidated Notice of Hearing
Type: Amended Notice of Hearing
Type: Amended Statement of Allegations

Keybase Financial Group Inc.

Type: Notice of Hearing

Sellars, James Edward

Type: Notice of Hearing

Locate Technologies Inc.

Type: Reasons for Decision on Sanctions
Type: Reasons for Decisions

Tubtron Controls Corp.

Type: Reasons for Decision on Sanctions
Type: Reasons for Decisions

Havenor, David

Type: Reasons for Decisions
Type: Order
Type: Ex-parte Temporary Order
Type: Statement of Allegations

Nerbonne, Matthew

Type: Reasons for Decisions
Type: Order
Type: Ex-parte Temporary Order
Type: Statement of Allegations

Tycoon Energy Inc.

Type: Reasons for Decisions
Type: Order
Type: Ex-parte Temporary Order
Type: Statement of Allegations

Ronin Group L.L.C.

Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Ronin Operating L.L.C.

Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Trevino, Joe Jr.

Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Johnston, Lee Thomas Jr.

Type: Order
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Porter, Ricki Landon

Type: Order
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Surette, Kevin Joseph

Type: Order
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

X4 Technologies Incorporated

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Donszelmann, Rebekah

Type: Amended Statement of Allegations

Weeres, Steven Vincent

Type: Amended Statement of Allegations

706166 Alberta Ltd.

Type: Reasons for Decisions

Bradley Corporate Services Ltd.

Type: Reasons for Decisions

Cody, Michael

Type: Reasons for Decisions

Drever, Lorne

Type: Reasons for Decisions

Nason, Donald

Type: Reasons for Decisions

Hendry, Trudi

Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement

Shaker Management Group Inc.

Type: Order
Type: Notice of Settlement Hearing