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21-101 - Marketplace Operation

Current Instruments

No Document Type Publication Date
21-101 National Instrument (Consolidated up to 14 September 2020) National Instrument 14/09/2020
21-101 Companion Policy (Consolidated up to 14 September 2020) Companion Policy 14/09/2020

Related Documents

No Document Type Publication Date
21-326 CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents CSA Notice 10/06/2021
21-329 Joint Canadian Securities Administration/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms CSA Notice 29/03/2021
23-327 23-327 - Joint CSA/IIROC Staff Notice 23-327 Update on Internalization within the Canadian Equity Market 20/08/2020
21-507 Blanket Order 21-507 - Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in New Brunswick Blanket Order 23/03/2020
21-328 CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities CSA Notice 05/03/2020
21-324 CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options CSA Notice 28/06/2018
21-320 CSA Staff Notice 21-320 Update: NI 21-101 Marketplace Operation and Related Companion Policy -Dealing with Government Debt Transparency CSA Notice 14/12/2017
23-318 CSA Staff Notice 23-318 - Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under NI 23-101 Trading Rules CSA Notice 06/07/2017
11-335 CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice 13/04/2017
21-318 CSA Staff Notice 21-318 Information Processor for Corporate Debt Securities CSA Notice 23/06/2016
11-328 CSA Staff Notice 11-328 Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon CSA Notice 12/03/2015
23-311 Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market CSA Notice 29/07/2011
23-309 CSA Staff Notice 21-309 CSA Notice 05/06/2009

History

No Document Type Publication Date
21-101 CSA Notice of Approval Amendments to NI 21-101 Mandatory Post-Trade Transparency of Trads in Government Debt Securities (originally published by the CSA on 4 June 2020) CSA Notice 24/09/2020
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument 14/09/2020
21-101 Changes to 21-201CP Changes to Companion Policy 14/09/2020
21-101 Companion Policy (Consolidated up to 31 August 2020) Companion Policy 31/08/2020
21-101 National Instrument (Consolidated up to 31 August 2020) National Instrument 31/08/2020
21-101 Changes to 21-101CP Changes to Companion Policy 31/08/2020
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument 31/08/2020
21-101 Ministerial Consent Ministerial Consent 12/08/2020
21-101 Ministerial Consent Ministerial Consent 12/08/2020
21-101 CSA Notice of Approval Amendments to NI 21-101 and Changes to Companion Policy to NI 21-101 CSA Notice 18/06/2020
21-101 FCNB Notice and Request for Comment Proposed Amendments to NI 21-101 and Changes to Related Companion Policy Local Notice 04/06/2020
21-101 CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and Proposed Changes to 21-101CP CSA Notice 18/04/2019
21-101 Changes to 21-101CP Changes to Companion Policy 12/06/2018
21-101 Companion Policy (Consolidated up to 12 June 2018) Companion Policy 12/06/2018
21-101 Ministerial Consent Ministerial Consent 29/05/2018
21-101 CSA Staff Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities CSA Notice 24/05/2018
21-101 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice 29/03/2018
21-101 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101 CP, 81-102 CP CSA Notice 06/07/2017
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument 01/02/2017
21-101 National Instrument (Consolidated up to 1 February 2017) National Instrument 01/02/2017
21-101 Ministerial Consent Ministerial Consent 06/12/2016
21-101 CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan CSA Notice 06/10/2016
21-101 CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan CSA Notice 19/05/2016
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument 01/10/2015
21-101 Changes to 21-101CP Changes to Companion Policy 01/10/2015
21-101 National Instrument (Consolidated up to 1 October 2015) National Instrument 01/10/2015
21-101 Companion Policy (Consolidated up to 1 October 2015) Companion Policy 01/10/2015
21-101 Ministerial Consent Ministerial Consent 14/09/2015
21-101 CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice 25/06/2015
21-101 Amendments to NI 21-101 Amendments to Instrument 31/12/2014
21-101 Changes to Companion Policy 21-101CP Changes to Companion Policy 31/12/2014
21-101 National Instrument (Consolidated up to 31 December 2014) National Instrument 31/12/2014
21-101 Companion Policy (Consolidated up to 31 December 2014) Companion Policy 31/12/2014
21-101 Ministerial Consent Ministerial Consent 20/11/2014
21-101 CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation CSA Notice 23/10/2014
21-101 CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and NI 23-101 CSA Notice 24/04/2014
21-101 Ministerial Consent Ministerial Consent 14/01/2014
21-101 Amendment Instrument to NI 21-101 (Amendments Required to the French Version Only) Amendments to Instrument 14/01/2014
21-101 National Instrument (Consolidated up to 1 July 2012 - Amendments required to the French Version Only) National Instrument 14/01/2014
21-101 Changes to 21-101CP Changes to Companion Policy 31/05/2013
21-101 Companion Policy (Consolidated up to 31 May 2013) Companion Policy 31/05/2013
21-101 Ministerial Consent Ministerial Consent 03/05/2013
21-101 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice 14/03/2013
21-101 CSA Notice and Request for Comment to Registitration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice 26/07/2012
21-101 Amendment Instrument to 21-101CP Amendments to Instrument 01/07/2012
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument 01/07/2012
21-101 National Instrument (Consolidated up to 1 July 2012) National Instrument 01/07/2012
21-101 Ministerial Consent Ministerial Consent 16/05/2012
21-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP CSA Notice 23/03/2012
21-101 CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System CSA Notice 19/08/2011
21-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice 18/03/2011
21-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice 18/03/2011
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument 01/01/2011
21-101 Amendment Instrument to 21-101 CP (Amendments required in the French version only) Amendments to Instrument 01/01/2011
21-101 Companion Policy (Consolidated up to 1 January 2011 - French version only) Companion Policy 01/01/2011
21-101 National Instrument (Consolidated up to 1 January 2011) National Instrument 01/01/2011
21-101 Ministerial Consent Ministerial Consent 10/12/2010
21-101 CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP, Amendments to NI 14-101 Definitions and Other Related Amendments CSA Notice 01/10/2010
21-101 Ministerial Consent Ministerial Consent 28/01/2010
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument 28/01/2010
21-101 Amendment Instrument to 21-101CP Amendments to Instrument 28/01/2010
21-101 National Instrument (Consolidated up to 28 January 2010) National Instrument 28/01/2010
21-101 Companion Policy (Consolidated up to 28 January 2010) Companion Policy 28/01/2010
21-101 CSA Notice of Technical Corrections to Amendments to NI 23-101 Trading Rules CSA Notice 18/12/2009
21-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice 13/11/2009
21-802 New Brunswick Implementing Instrument 21-802 Implementing Instrument 28/09/2009
21-101 National Instrument National Instrument 28/09/2009
21-101 Companion Policy Companion Policy 28/09/2009
21-310 CSA Staff Notice 21-310 - Information Processor for Corporate Debt Securities CSA Notice 26/06/2009
21-101 NBSC Notice and Request for Comment Local Notice 09/04/2009
21-101 CSA Notice and Request for Comment CSA Notice 17/10/2008
21-101 Ministerial Consent Ministerial Consent 12/09/2008
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument 12/09/2008
21-101 Amendment Instrument to 21-101 CP Amendments to Instrument 12/09/2008
21-307 CSA Staff Notice 21-307 - Extension of Approval of Information Processor for Corporate Fixed Income Securities CSA Notice 09/11/2007
21-101 Extension of Comment Period for Notice of Filings of Forms 21-101 F5 Initial Operation Report for Information Processor CSA Notice 26/06/2007
21-101 CSA Request for Comment CSA Notice 20/04/2007
21-101 Amendment Instrument for NI 21-101 Amendments to Instrument 20/04/2007
21-101 Amendment Instrument for 21-101 CP Amendments to Instrument 20/04/2007
21-101 Notice of Filings of Forms 21-101 F5 Initial Operation Report for Information Processor CSA Notice 20/04/2007
21-101 Ministerial Consent Ministerial Consent 28/02/2007
21-801 New Brunswick Implementing Instrument 21-801 Implementing Instrument 28/02/2007
21-101 Amendment Instrument for NI 21-101 Amendments to Instrument 28/02/2007
21-101 Amendment Instrument for 21-101F2 Amendments to Instrument 28/02/2007
21-101 Amendment Instrument for 21-101F5 Amendments to Instrument 28/02/2007
21-101 Amendment Instrument for 21-101CP Amendments to Instrument 28/02/2007
21-101 National Instrument (consolidated up to 28 February 2007) (Repealed) National Instrument 28/02/2007
21-101 Companion Policy (consolidated up to 28 February 2007) (Repealed) Companion Policy 28/02/2007
21-101 CSA Request for Comment CSA Notice 25/09/2006
21-801 New Brunswick Implementing Instrument 21-801 Implementing Instrument 25/09/2006
21-101 National Instrument National Instrument 25/09/2006
21-101 Companion Policy Companion Policy 25/09/2006
21-101 Amendment Instrument for NI 21-101 Amendments to Instrument 25/09/2006
21-101 Amendment Instrument for 21-101CP Amendments to Instrument 25/09/2006