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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

Between
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1316 Result(s)

RAK Marine International Inc.

Type: Amended Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Trites, Andrew J.

Type: Notice of Settlement Hearing

Keybase Financial Group Inc.

Type: Reasons for Decision on Hearing and Review
Type: Decision and Order

Sellars, James Edward (applicant on review)

Type: Reasons for Decision on Hearing and Review

Ayears, Sean

Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

MI Capital Corporation

Type: Order
Type: Statement of Allegations
Type: Notice of Hearing

One Capital Corp. Limited

Type: Order
Type: Statement of Allegations
Type: Notice of Hearing

Parker, Scott

Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Falcon Petroleum Resources

Type: Notice of Hearing
Type: Notice to Continue
Type: Notice of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Withdrawal
Type: Notice of Hearing
Type: Statement of Allegations

Flash Funding International Corp.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

FNT Forever New Technologies, Inc.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion

Global Bonds Fund Inc.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Global Capital & Financial Corp.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Int. Teleworld Inc.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Luminary Minerals Ltd.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Adjournment of Motion
Type: Motion

NNR N. Natural Resources Inc. et. al.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion

Prudential Global Real Estate Corp.

Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion

Secured Precious Metals International

Type: Notice of Hearing
Type: Notice to Continue
Type: Notice of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Withdrawal
Type: Notice of Hearing
Type: Statement of Allegations

Texas Energy Management

Type: Notice of Hearing
Type: Notice to Continue
Type: Notice of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Withdrawal
Type: Notice of Hearing
Type: Statement of Allegations

Mallett, George Wayne

Type: Order
Type: Settlement Agreement
Type: Reasons for Decision on Motion
Type: Amended and Consolidated Notice of Hearing
Type: Notice of Pre-Hearing Conference

Scott, Richard A.

Type: Order
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Cache Metals RRSP Inc.

Type: Notice of Adjournment of Hearing
Type: Notice of Hearing
Type: Statement of Allegations

Donszelmann, Rebekah

Type: Reasons for Decision on Sanctions
Type: Reasons for the Decision on the Merits

Weeres, Steven Vincent

Type: Reasons for Decision on Sanctions
Type: Reasons for the Decision on the Merits

Hoffer, Mayer

Type: Notice of Pre-Hearing Conference

Medoff, Ronald A.

Type: Notice of Pre-Hearing Conference

St. Clair Research Associates Inc.

Type: Notice of Pre-Hearing Conference

Villabar Real Estate Inc.

Type: Notice of Pre-Hearing Conference

Donat Robichaud Residence Inc.

Type: Order
Type: Order
Type: Notice of Hearing of Motion
Type: Motion

Hurley, Charline

Type: Order
Type: Order
Type: Notice of Hearing of Motion
Type: Motion

Hurley, Larry

Type: Order
Type: Order
Type: Notice of Motion
Type: Motion

New Century International

Type: Reasons for Decisions

Reynolds, Ray

Type: Reasons for Decisions