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45-106 - Prospectus Exemptions

Current Instruments

Category
4 - Distribution Requirements
No Document Type Publication Date
NI 45-106 National Instrument (Consolidated up to 8 March 2023) National Instrument 08/03/2023
45-106 Form 45-106F1-Schedule 1 Guides & Forms 21/11/2022
45-106CP Companion Policy (Consolidated up to 8 March 2023) Companion Policy 08/03/2023

Related Documents

No Document Type Publication Date
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice 20/05/2021
14-101 CSA Notice and Request for Comment – Proposed Amendments to NI 14-101 Definitions and Consequential Amendments CSA Notice 22/04/2021
45-328 CSA Staff Notice 45-328 - Update on Amendments relating to Syndicated Mortgages CSA Notice 25/02/2021
51-509 Blanket Order 51-509 - Temporary Exemption from Certain Corporate Finance Requirements with Deadlines During the Period from 2 June to 31 August 2020 Blanket Order 20/05/2020
51-507 Blanket Order 51-507 Temporary Exemption from Certain Corporate Finance Requirements Blanket Order 23/03/2020
45-326 CSA Staff Notice 45-326 relating to Syndicated Mortgages CSA Notice 11/12/2019
45-323 CSA Staff Notice 45-323 Update on Use of the Rights Offering Exemption in NI 45-106 CSA Notice 20/04/2017
11-335 CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice 13/04/2017
11-334 CSA Staff Notice 11-334 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice 19/01/2017
45-308 CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus Exemptions - With highlighted changes CSA Notice 29/09/2016
45-308 CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus Exemptions CSA Notice 29/09/2016
45-320 CSA Staff Notice 45-320 Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution CSA Notice 07/07/2016
45-510 Blanket Order 45-510 Exemptions from certain requirements in form 45-106f1 report of exempt distribution Blanket Order 07/07/2016
11-330 CSA Staff Notice 11-330 Notice of Local Amendments CSA Notice 16/06/2016
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order 01/03/2015
45-507 Blanket Order 45-507 Exemptions from Certain Financial Statement Requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers Blanket Order 17/12/2014
31-336 CSA Staff Notice 31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations CSA Notice 09/01/2014
45-701 NBSC Staff Notice 45-701 - Voluntary Pre-filing of Draft Offering Memoranda Under NI 45-106 Prospectus and Registration Exemptions Local Notice 21/12/2012
45-310 CSA Staff Notice 45-310 - Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions CSA Notice 07/06/2012
45-309 Multilateral CSA Staff Notice 45-309 - Guidance for Preparing and Filing an Offering Memorandum under NI 45-106 Prospectus and Registration Exemptions CSA Notice 26/04/2012
45-308 CSA Staff Notice 45-308 - Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus and Registration Exemptions CSA Notice 26/04/2012
11-316 CSA Staff Notice 11-316 - Notice of Local Amendments – British Columbia CSA Notice 13/04/2012
45-401 CSA Staff Consultation Note 45-401 - Review of Minimum Amount and Accredited Investor Exemptions CSA Consultation Paper 10/11/2011
31-327 CSA Staff Notice 31-327 - Broker-Dealer Registration in the Exempt Market Dealer Category CSA Notice 02/09/2011
11-314 CSA Staff Notice 11-314 - Update of CSA Instruments CSA Notice 06/05/2011
45-503 Blanket Order 45-503 - Exemptions for Certain Supranational Agencies Blanket Order 28/04/2006
45-305 CSA Staff Notice 45-305 FAQS Regarding NI 45-106 Prospectus and Registration Exemptions CSA Notice 06/12/2005
45-502 Blanket Order 45-502 - NI 45-106 Blanket Order 18/11/2005
45-304 CSA Staff Notice 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions CSA Notice 14/09/2005
41-503 Blanket Order 41-503 - Transitional Relief Upon the Adoption of NI 45-106 Blanket Order 14/09/2005

History

No Document Type Publication Date
45-106 Amendments to NI 45-106 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument 24/04/2023
45-106 Changes to 45-106CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy 24/04/2023
45-106 Ministerial Consent Ministerial Consent 04/04/2023
45-106 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice 29/03/2023
45-106CP Changes to 45-106CP Changes to Companion Policy 08/03/2023
NI 45-106 Amendments to NI 45-106 Amendments to Instrument 08/03/2023
NI 45-106 Ministerial Consent Ministerial Consent 08/03/2023
45-106 CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption CSA Notice 08/12/2022
45-106 Companion Policy (Consolidated up to 21 November 2022) Companion Policy 21/11/2022
45-106 National Instrument (Consolidated up to 21 November 2022) National Instrument 21/11/2022
45-106 Amendments to NI 45-106 Amendments to Instrument 21/11/2022
45-106 Ministerial Consent Ministerial Consent 13/10/2022
45-106 CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption CSA Notice 08/09/2022
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 05/01/2022
45-106 National Instrument (Consolidated up to 5 January 2022) National Instrument 05/01/2022
45-106 Ministerial Consent Ministerial Consent 19/10/2021
45-106 CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 CSA Notice 07/10/2021
45-106 CSA Notice and Request for Comment – Proposed Amendments to NI 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption CSA Notice 28/07/2021
45-106 Companion Policy (Consolidated up to 1 March 2021) Companion Policy 01/03/2021
45-106 National Instrument (Consolidated up to 1 March 2021) National Instrument 01/03/2021
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 01/03/2021
45-106 Changes to 45-106CP Changes to Companion Policy 01/03/2021
45-106 Ministerial Consent Ministerial Consent 12/01/2021
45-106 CSA Notice and Request for Comment Proposed Amendments to NI 45-106 and Companion Policy Relating to the Offering Memorandum Prospectus Exemption CSA Notice 17/09/2020
45-106 CSA Notice of Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages CSA Notice 06/08/2020
45-106 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice 02/05/2019
45-106 CSA Second Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 31-103 as well as changes to their related Companion Policies relating to Syndicated Mortgages CSA Notice 15/03/2019
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 05/10/2018
45-106 Changes to 45-106CP Changes to Companion Policy 05/10/2018
45-106 National Instrument (Consolidated up to 5 October 2018) National Instrument 05/10/2018
45-106 Companion Policy (Consolidated up to 5 October 2018) Companion Policy 05/10/2018
45-106 Ministerial Consent Ministerial Consent 16/08/2018
45-106 CSA Notice of Amendments to NI 45-106 and Changes to 45-106 CP Relating to Reports of Exempt Distribution CSA Notice 19/07/2018
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 12/06/2018
45-106 National Instrument (Consolidated up to 12 June 2018) National Instrument 12/06/2018
45-106 Ministerial Consent Ministerial Consent 29/05/2018
45-106 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice 29/03/2018
45-106 CSA Notice and Request for Comment Proposed Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages CSA Notice 08/03/2018
45-106 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice 06/07/2017
45-106 CSA Multilateral Notice and Request for Comment Proposed Amendments to NI 45-106 CSA Notice 08/06/2017
45-106 National Instrument (Consolidated up to 1 April 2017) National Instrument 01/04/2017
45-106 Amendment Instrument to NI 45-106 and 45-106CP Amendments to Instrument 05/10/2016
45-106 National Instrument (Consolidated up to 5 October 2016) National Instrument 05/10/2016
45-106 Companion Policy (Consolidated to 5 October 2016) Companion Policy 05/10/2016
45-106 Ministerial Consent Ministerial Consent 06/09/2016
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 30/06/2016
45-106 Changes to Companion Policy 45-106CP Changes to Companion Policy 30/06/2016
45-106 National Instrument (Consolidated up to 30 June 2016) National Instrument 30/06/2016
45-106 Companion Policy (Consolidated up to 30 June 2016) Companion Policy 30/06/2016
45-106 Ministerial Consent Ministerial Consent 29/06/2016
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 30/04/2016
45-106 Changes to 45-106CP Changes to Companion Policy 30/04/2016
45-106 National Instrument (Consolidated up 30 April 2016) National Instrument 30/04/2016
45-106 Companion Policy (Consolidated up to 30 April 2016) Companion Policy 30/04/2016
45-106 CSA Notice of Amendments to NI 45-106 relating to Reports of Exempt Distribution CSA Notice 07/04/2016
45-106 Ministerial Consent Ministerial Consent 15/03/2016
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 08/12/2015
45-106 Changes to CP 45-106 Changes to Companion Policy 08/12/2015
45-106 National Instrument (Consolidated up to 8 December 2015) National Instrument 08/12/2015
45-106 Companion Policy (Consolidated up to 8 December 2015) Companion Policy 08/12/2015
45-106 Ministerial Consent Ministerial Consent 30/11/2015
45-106 Amendments to NI 45-106 Amendments to Instrument 17/11/2015
45-106 Ministerial Consent Ministerial Consent 03/11/2015
45-106 Multilateral CSA Notice of Amendments to NI 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption CSA Notice 29/10/2015
45-106 CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101 CSA Notice 24/09/2015
45-106 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice 03/09/2015
45-106 CSA Notice and Request for Comment Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution CSA Notice 13/08/2015
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 05/05/2015
45-106 Changes to 45-106CP Changes to Companion Policy 05/05/2015
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 05/05/2015
45-106 National Instrument (Consolidated up to 5 May 2015) National Instrument 05/05/2015
45-106 Companion Policy (Consolidated up to 5 May 2015) Companion Policy 05/05/2015
45-106 Ministerial Consent Ministerial Consent 28/04/2015
45-106 Ministerial Consent Ministerial Consent 28/04/2015
45-106 CSA Notice of Amendments to NI 45-106 Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products CSA Notice 19/02/2015
45-106 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice 19/02/2015
45-106 Multilateral CSA Notice Exemptions from Certain Financial-Statement Requirements of the Offering Memorandum Exemption CSA Notice 17/12/2014
45-106 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice 11/12/2014
45-106 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 CSA Notice 27/11/2014
45-106 Amendments to NI 45-106 Amendments to Instrument 22/09/2014
45-106 National Instrument (Consolidated up to 22 September 2014) National Instrument 22/09/2014
45-106 Ministerial Consent Ministerial Consent 12/08/2014
45-106 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice 19/06/2014
45-106 Ministerial Consent Ministerial Consent 11/04/2014
45-106 Amendment Instrument to NI 45-106 (Amendments required to the French version only) Amendments to Instrument 11/04/2014
45-106 National Instrument (Consolidated up to 31 May 2013 - Amendments required to the French version only) National Instrument 11/04/2014
45-106 Multilateral CSA Notice of Publication and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Offering Memorandum Exemption and Reports of Exempt Distribution CSA Notice 20/03/2014
45-106 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice 27/02/2014
45-106 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments CSA Notice 23/01/2014
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 31/05/2013
45-106 National Instrument (Consolidated up to 31 May 2013) National Instrument 31/05/2013
45-106 Ministerial Consent Ministerial Consent 03/05/2013
45-106 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice 14/03/2013
45-106 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice 15/11/2012
45-106 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice 13/09/2012
45-106 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice 13/09/2012
45-106 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice 26/07/2012
45-106 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice 29/07/2011
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 30/06/2011
45-106 CSA Staff Notice 11-315 - Extension of Consultation Period CSA Notice 15/06/2011
45-106 CSA Notice - Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP CSA Notice 08/04/2011
45-106 Notice and Request for Comments for Proposed NI 41-103, Proposed NI 51-106, Proposed Amendments to NI 52-109, Proposed Amendments to NI 45-106, NI 45-102 and Proposed Consequential Amendments CSA Notice 01/04/2011
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument 01/01/2011
45-106 Amendment Instrument to 45-106CP Amendments to Instrument 01/01/2011
45-106 Companion Policy (Consolidated up to 1 January 2011) Companion Policy 01/01/2011
45-106 Ministerial Consent Ministerial Consent 10/12/2010
45-106 CSA Notice of Amendments - NI 45-106 Prospectus and Registration Exemptions and 45-106 CP CSA Notice 01/10/2010
45-106 CSA Notice and Request for Comments - Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP CSA Notice 23/04/2010
45-106 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice 12/03/2010
45-106 Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to NI 45-106 Prospectus and Registration Exemptions and 45-106CP CSA Notice 16/10/2009
45-106 Ministerial Consent Ministerial Consent 28/09/2009
45-106 National Instrument National Instrument 28/09/2009
45-106 Companion Policy Companion Policy 28/09/2009
45-106 CSA Notice of Repeal and Replacement of NI 45-106 Prospectus And Registration Exemptions CSA Notice 17/07/2009
45-106 CSA Notice and Request for Comment CSA Notice 29/02/2008
45-106 Ministerial Consent Ministerial Consent 17/12/2007
45-106 Amendment Instrument to Form 45-106F2 arising from NP 48 Amendments to Instrument 17/12/2007
45-106 Amendment Instrument to Form 45-106F3 arising from NP 48 Amendments to Instrument 17/12/2007
45-106 CSA Notice of Amendments CSA Notice 12/10/2007
45-106 CSA Request for Comment regarding the rescission of NP 48 and consequential amendments to NI 51-102, NI 44-101, NI 45-101, NI 45-106, NP 51-201 and LR 41-501 arising from this rescission CSA Notice 01/12/2006
45-106 CSA Request for Comment CSA Notice 21/10/2005
45-106 New Brunswick Implementing Instrument 45-802 Implementing Instrument 01/09/2005
45-106 National Instrument National Instrument 01/09/2005
45-106 Companion Policy Companion Policy 01/09/2005
45-106 Ministerial Consent Ministerial Consent 22/08/2005