45-106 |
Amendments to NI 45-106 (effective 9 June 2023, arising from NI 13-103) |
Amendments to Instrument |
24/04/2023 |
45-106 |
Changes to 45-106CP (effective 9 June 2023, arising from NI 13-103) |
Changes to Companion Policy |
24/04/2023 |
45-106 |
Ministerial Consent |
Ministerial Consent |
04/04/2023 |
45-106 |
CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments |
CSA Notice |
29/03/2023 |
45-106CP |
Changes to 45-106CP |
Changes to Companion Policy |
08/03/2023 |
NI 45-106 |
Amendments to NI 45-106 |
Amendments to Instrument |
08/03/2023 |
NI 45-106 |
Ministerial Consent |
Ministerial Consent |
08/03/2023 |
45-106 |
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption |
CSA Notice |
08/12/2022 |
45-106 |
Companion Policy (Consolidated up to 21 November 2022) |
Companion Policy |
21/11/2022 |
45-106 |
National Instrument (Consolidated up to 21 November 2022) |
National Instrument |
21/11/2022 |
45-106 |
Amendments to NI 45-106 |
Amendments to Instrument |
21/11/2022 |
45-106 |
Ministerial Consent |
Ministerial Consent |
13/10/2022 |
45-106 |
CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption |
CSA Notice |
08/09/2022 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
05/01/2022 |
45-106 |
National Instrument (Consolidated up to 5 January 2022) |
National Instrument |
05/01/2022 |
45-106 |
Ministerial Consent |
Ministerial Consent |
19/10/2021 |
45-106 |
CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 |
CSA Notice |
07/10/2021 |
45-106 |
CSA Notice and Request for Comment – Proposed Amendments to NI 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption |
CSA Notice |
28/07/2021 |
45-106 |
Companion Policy (Consolidated up to 1 March 2021) |
Companion Policy |
01/03/2021 |
45-106 |
National Instrument (Consolidated up to 1 March 2021) |
National Instrument |
01/03/2021 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
01/03/2021 |
45-106 |
Changes to 45-106CP |
Changes to Companion Policy |
01/03/2021 |
45-106 |
Ministerial Consent |
Ministerial Consent |
12/01/2021 |
45-106 |
CSA Notice and Request for Comment Proposed Amendments to NI 45-106 and Companion Policy Relating to the Offering Memorandum Prospectus Exemption |
CSA Notice |
17/09/2020 |
45-106 |
CSA Notice of Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages |
CSA Notice |
06/08/2020 |
45-106 |
CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments |
CSA Notice |
02/05/2019 |
45-106 |
CSA Second Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 31-103 as well as changes to their related Companion Policies relating to Syndicated Mortgages |
CSA Notice |
15/03/2019 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
05/10/2018 |
45-106 |
Changes to 45-106CP |
Changes to Companion Policy |
05/10/2018 |
45-106 |
National Instrument (Consolidated up to 5 October 2018) |
National Instrument |
05/10/2018 |
45-106 |
Companion Policy (Consolidated up to 5 October 2018) |
Companion Policy |
05/10/2018 |
45-106 |
Ministerial Consent |
Ministerial Consent |
16/08/2018 |
45-106 |
CSA Notice of Amendments to NI 45-106 and Changes to 45-106 CP Relating to Reports of Exempt Distribution |
CSA Notice |
19/07/2018 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
12/06/2018 |
45-106 |
National Instrument (Consolidated up to 12 June 2018) |
National Instrument |
12/06/2018 |
45-106 |
Ministerial Consent |
Ministerial Consent |
29/05/2018 |
45-106 |
CSA Notice of Amendments Relating to Designated Rating Organizations |
CSA Notice |
29/03/2018 |
45-106 |
CSA Notice and Request for Comment Proposed Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages |
CSA Notice |
08/03/2018 |
45-106 |
Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP |
CSA Notice |
06/07/2017 |
45-106 |
CSA Multilateral Notice and Request for Comment Proposed Amendments to NI 45-106 |
CSA Notice |
08/06/2017 |
45-106 |
National Instrument (Consolidated up to 1 April 2017) |
National Instrument |
01/04/2017 |
45-106 |
Amendment Instrument to NI 45-106 and 45-106CP |
Amendments to Instrument |
05/10/2016 |
45-106 |
National Instrument (Consolidated up to 5 October 2016) |
National Instrument |
05/10/2016 |
45-106 |
Companion Policy (Consolidated to 5 October 2016) |
Companion Policy |
05/10/2016 |
45-106 |
Ministerial Consent |
Ministerial Consent |
06/09/2016 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
30/06/2016 |
45-106 |
Changes to Companion Policy 45-106CP |
Changes to Companion Policy |
30/06/2016 |
45-106 |
National Instrument (Consolidated up to 30 June 2016) |
National Instrument |
30/06/2016 |
45-106 |
Companion Policy (Consolidated up to 30 June 2016) |
Companion Policy |
30/06/2016 |
45-106 |
Ministerial Consent |
Ministerial Consent |
29/06/2016 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
30/04/2016 |
45-106 |
Changes to 45-106CP |
Changes to Companion Policy |
30/04/2016 |
45-106 |
National Instrument (Consolidated up 30 April 2016) |
National Instrument |
30/04/2016 |
45-106 |
Companion Policy (Consolidated up to 30 April 2016) |
Companion Policy |
30/04/2016 |
45-106 |
CSA Notice of Amendments to NI 45-106 relating to Reports of Exempt Distribution |
CSA Notice |
07/04/2016 |
45-106 |
Ministerial Consent |
Ministerial Consent |
15/03/2016 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
08/12/2015 |
45-106 |
Changes to CP 45-106 |
Changes to Companion Policy |
08/12/2015 |
45-106 |
National Instrument (Consolidated up to 8 December 2015) |
National Instrument |
08/12/2015 |
45-106 |
Companion Policy (Consolidated up to 8 December 2015) |
Companion Policy |
08/12/2015 |
45-106 |
Ministerial Consent |
Ministerial Consent |
30/11/2015 |
45-106 |
Amendments to NI 45-106 |
Amendments to Instrument |
17/11/2015 |
45-106 |
Ministerial Consent |
Ministerial Consent |
03/11/2015 |
45-106 |
Multilateral CSA Notice of Amendments to NI 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption |
CSA Notice |
29/10/2015 |
45-106 |
CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101 |
CSA Notice |
24/09/2015 |
45-106 |
CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. |
CSA Notice |
03/09/2015 |
45-106 |
CSA Notice and Request for Comment Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution |
CSA Notice |
13/08/2015 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
05/05/2015 |
45-106 |
Changes to 45-106CP |
Changes to Companion Policy |
05/05/2015 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
05/05/2015 |
45-106 |
National Instrument (Consolidated up to 5 May 2015) |
National Instrument |
05/05/2015 |
45-106 |
Companion Policy (Consolidated up to 5 May 2015) |
Companion Policy |
05/05/2015 |
45-106 |
Ministerial Consent |
Ministerial Consent |
28/04/2015 |
45-106 |
Ministerial Consent |
Ministerial Consent |
28/04/2015 |
45-106 |
CSA Notice of Amendments to NI 45-106 Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products |
CSA Notice |
19/02/2015 |
45-106 |
CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions |
CSA Notice |
19/02/2015 |
45-106 |
Multilateral CSA Notice Exemptions from Certain Financial-Statement Requirements of the Offering Memorandum Exemption |
CSA Notice |
17/12/2014 |
45-106 |
CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. |
CSA Notice |
11/12/2014 |
45-106 |
CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 |
CSA Notice |
27/11/2014 |
45-106 |
Amendments to NI 45-106 |
Amendments to Instrument |
22/09/2014 |
45-106 |
National Instrument (Consolidated up to 22 September 2014) |
National Instrument |
22/09/2014 |
45-106 |
Ministerial Consent |
Ministerial Consent |
12/08/2014 |
45-106 |
CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments |
CSA Notice |
19/06/2014 |
45-106 |
Ministerial Consent |
Ministerial Consent |
11/04/2014 |
45-106 |
Amendment Instrument to NI 45-106 (Amendments required to the French version only) |
Amendments to Instrument |
11/04/2014 |
45-106 |
National Instrument (Consolidated up to 31 May 2013 - Amendments required to the French version only) |
National Instrument |
11/04/2014 |
45-106 |
Multilateral CSA Notice of Publication and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Offering Memorandum Exemption and Reports of Exempt Distribution |
CSA Notice |
20/03/2014 |
45-106 |
CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions |
CSA Notice |
27/02/2014 |
45-106 |
CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments |
CSA Notice |
23/01/2014 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
31/05/2013 |
45-106 |
National Instrument (Consolidated up to 31 May 2013) |
National Instrument |
31/05/2013 |
45-106 |
Ministerial Consent |
Ministerial Consent |
03/05/2013 |
45-106 |
CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations |
CSA Notice |
14/03/2013 |
45-106 |
CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon |
CSA Notice |
15/11/2012 |
45-106 |
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters |
CSA Notice |
13/09/2012 |
45-106 |
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers |
CSA Notice |
13/09/2012 |
45-106 |
CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 |
CSA Notice |
26/07/2012 |
45-106 |
CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments |
CSA Notice |
29/07/2011 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
30/06/2011 |
45-106 |
CSA Staff Notice 11-315 - Extension of Consultation Period |
CSA Notice |
15/06/2011 |
45-106 |
CSA Notice - Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP |
CSA Notice |
08/04/2011 |
45-106 |
Notice and Request for Comments for Proposed NI 41-103, Proposed NI 51-106, Proposed Amendments to NI 52-109, Proposed Amendments to NI 45-106, NI 45-102 and Proposed Consequential Amendments |
CSA Notice |
01/04/2011 |
45-106 |
Amendment Instrument to NI 45-106 |
Amendments to Instrument |
01/01/2011 |
45-106 |
Amendment Instrument to 45-106CP |
Amendments to Instrument |
01/01/2011 |
45-106 |
Companion Policy (Consolidated up to 1 January 2011) |
Companion Policy |
01/01/2011 |
45-106 |
Ministerial Consent |
Ministerial Consent |
10/12/2010 |
45-106 |
CSA Notice of Amendments - NI 45-106 Prospectus and Registration Exemptions and 45-106 CP |
CSA Notice |
01/10/2010 |
45-106 |
CSA Notice and Request for Comments - Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP |
CSA Notice |
23/04/2010 |
45-106 |
AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies |
CSA Notice |
12/03/2010 |
45-106 |
Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to NI 45-106 Prospectus and Registration Exemptions and 45-106CP |
CSA Notice |
16/10/2009 |
45-106 |
Ministerial Consent |
Ministerial Consent |
28/09/2009 |
45-106 |
National Instrument |
National Instrument |
28/09/2009 |
45-106 |
Companion Policy |
Companion Policy |
28/09/2009 |
45-106 |
CSA Notice of Repeal and Replacement of NI 45-106 Prospectus And Registration Exemptions |
CSA Notice |
17/07/2009 |
45-106 |
CSA Notice and Request for Comment |
CSA Notice |
29/02/2008 |
45-106 |
Ministerial Consent |
Ministerial Consent |
17/12/2007 |
45-106 |
Amendment Instrument to Form 45-106F2 arising from NP 48 |
Amendments to Instrument |
17/12/2007 |
45-106 |
Amendment Instrument to Form 45-106F3 arising from NP 48 |
Amendments to Instrument |
17/12/2007 |
45-106 |
CSA Notice of Amendments |
CSA Notice |
12/10/2007 |
45-106 |
CSA Request for Comment regarding the rescission of NP 48 and consequential amendments to NI 51-102, NI 44-101, NI 45-101, NI 45-106, NP 51-201 and LR 41-501 arising from this rescission |
CSA Notice |
01/12/2006 |
45-106 |
CSA Request for Comment |
CSA Notice |
21/10/2005 |
45-106 |
New Brunswick Implementing Instrument 45-802 |
Implementing Instrument |
01/09/2005 |
45-106 |
National Instrument |
National Instrument |
01/09/2005 |
45-106 |
Companion Policy |
Companion Policy |
01/09/2005 |
45-106 |
Ministerial Consent |
Ministerial Consent |
22/08/2005 |