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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both the Commission and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

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42 Results

John Albert McKellar & 668054 N.B. LTD.

Robert Crandall

Pierre Emond & Armel Drapeau

Robert A. Crandall

Ronald Allen Howse

Scott C. Armstrong

Fred Louis Sebastian

Charline Hurley

A25 Gold Producers Corp. & James Stuart Adams

MHGG Tech Solutions Ltd., NRG Binary & NRG Capital (Cyprus) Limited

Charline Hurley, Larry Hurley, & Donat Robichaud Residence Inc.

Sachs International S.A. & Charles King

Stratus Financial Group International & Ken Powers

Forex Capital Markets

Ronald J. Goguen

Colby Cooper Inc. & John Douglas Lee Mason

Texas Energy Mutual LLC

William Gildea (a.k.a. Bill Gildea), Terrasphere Systems LLC, & Terrasphere Inc.

Cognitiv, Inc.

Goldpoint Resources Corporation

William Watson Priest (a.k.a. William Watson Priest-Phillips)