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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both the Commission and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

Between
TO
104 Result(s)

724682 NB INC operating as Atlantic Health and Safety

Jean Normandeau et al.

J.B. Côté et Fils Ltée & André Valcourt

Robert Crandall

Type: Decision

Alexandra Daigle

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Robert A. Crandall

Hannah and Poirier and Century 21 Absolute Realty Inc.

Claude Dumont and Excellence Realty Ltd

K. Walter Moore and Town & Country Market Realty Ltd.

Andrew Mitchell Holdings, LLC

Maitland Capital Ltd.

Ricki Landon Porter

Type: Notice of Discontinuance
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion

Andrew J. Trites

Type: Settlement Agreement
Type: Notice of Settlement Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Hearing of Motion

Craig D. Briand

Type: Order
Type: Settlement Agreement
Type: Notice of Settlement Hearing
Type: Notice of Hearing
Type: Statement of Allegations

Ed Moore

Type: Reasons for Decisions
Type: Order

John Andrew

Type: Reasons for Decisions
Type: Order

Kim Moore

Type: Reasons for Decisions
Type: Order

L&B Landbanking Trust S.A. DE C.V.

Landbankers International MX, S.A. DE C.V.

Maples and White Sands Investment Ltd.

Roger Fernando Ayuso Loyo

Trinidad Oil and Gas Corporation

Briand, Harrison & Associates Corporation

Bradley Andrew Murray

Jack Anderson

Type: Order
Type: Amended Notice of Motion
Type: Notice of Hearing
Type: Motion
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Ex-parte Temporary Order

Jack Anderson

Type: Order

Andrew Werner

Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Ex-parte Temporary Order

Normand LeBlanc

Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Order