Skip to main content

Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. Previous decisions made by a New Brunswick Securities Commission administrative tribunal panel are available here. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal.

You can find decisions, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

Decisions by the Financial and Consumer Services Commission Database

Between
TO
1315 Result(s)

Hurley, Charline

Type: Order
Type: Order
Type: Notice of Hearing of Motion
Type: Motion

Hurley, Larry

Type: Order
Type: Order
Type: Notice of Motion
Type: Motion

Int. Teleworld Inc.

Type: Reasons for Decision on Preliminary Motion
Type: Reasons for Decision on Adjournment Motion
Type: Amended Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Intercontinental Trading Group S.A.

Type: Reasons for Decisions
Type: Notice of Hearing

Investors Group Financial Services Inc.

Type: Statement of Allegations
Type: Reasons for Decisions
Type: Settlement Agreement
Type: Statement of Allegations
Type: Decision and Order

IPC Investment Corporation

Type: Order

Jabez Financial Services Inc.

Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Order

Jarislowsky Fraser Limited

Type: Settlement Agreement

JFS Credit Union

Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Order

Johnston, Lee Thomas Jr.

Type: Order
Type: Notice of Discontinuance
Type: Order
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Amended and Consolidated Notice of Hearing of Motion
Type: Notice of Hearing of Motion
Type: Motion

Jonathon Rasenberg

Type: Reasons for Decisions

Jones Heward Investment Counsel Inc

K. Walter Moore and Town & Country Market Realty Ltd.

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Kerry, Ulysse

Type: Order

Keybase Financial Group Inc.

Type: Reasons for Decision on Hearing and Review
Type: Decision and Order
Type: Amended and Consolidated Notice of Hearing
Type: Order
Type: Order
Type: Notice of Hearing
Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Order
Type: Order

Killiam, Harold

Type: Order

Kimmel Jr., Roger A.

Type: Reasons for Decisions
Type: Order

L&B Landbanking Trust S.A. DE C.V.

Type: Reasons for Decisions
Type: Order

LaCroix, Vincent

Type: Order
Type: Temporary Order

Landbankers International MX, S.A. DE C.V.

Type: Reasons for Decisions

Lane, Robert E.

Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Lanys, Steve

Type: Consent Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Layden, Kenneth

Type: Decision

LeBlanc, Normand

Type: Order
Type: Order
Type: Order
Type: Order
Type: Order