51-102 - Continuous Disclosure Obligations | New Brunswick Financial and Consumer Services Commission (FCNB)

Current Instruments

Category

5 - Ongoing Requirements for Issuers and Insiders

No	Document	Type	Publication Date
51-102	National Instrument (Consolidated up to 9 June 2023)	National Instrument	13/07/2023
51-102	Companion Policy (Consolidated up to 9 June 2023)	Companion Policy	13/07/2023

No	Document	Type	Publication Date
41-101	CSA Notice of Changes to Companion Policy 41-101CP to National instrument 41-101 General Prospects Requirements related to Financial Statement Requirements	CSA Notice	14/04/2022
41-101	CSA Notice and Request for Comment – Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements	CSA Notice	12/08/2021
52-112	CSA Notice of Publication of National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure, Companion Policy 52-112 and Related Consequential Amendments and Changes	CSA Notice	27/05/2021
41-307	CSA Staff Notice 41-307 (Revised) – Concerns regarding an issuer’s financial condition and the sufficiency of proceeds from a prospectus offering	CSA Notice	25/03/2021
51-363	CSA Staff Notice 51-363 – Observations on Disclosure by Crypto Assets Reporting Issuers	CSA Notice	11/03/2021
51-362	CSA Staff Notice 51-362 Staff Review of COVID-19 Disclosures and Guide for Disclosure Improvements	CSA Notice	25/02/2021
51-361	CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019	CSA Notice	29/10/2020
51-102	COVID-19: Continuous Disclosure Obligations and Considerations for Issuers	Guides & Forms	04/06/2020
51-509	Blanket Order 51-509 - Temporary Exemption from Certain Corporate Finance Requirements with Deadlines During the Period from 2 June to 31 August 2020	Blanket Order	20/05/2020
51-102	COVID-19: Continuous Disclosure Obligations and Considerations for Issuers	Guides & Forms	06/05/2020
51-508	Blanket Order 51-508 - Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials	Blanket Order	01/05/2020
51-507	Blanket Order 51-507 – Temporary Exemption from Certain Corporate Finance Requirements	Blanket Order	23/03/2020
51-348	CSA Staff Notice 51-348 Staff’s Review of Social Media Used by Reporting Issuers	CSA Notice	09/03/2017
43-309	CSA Staff Notice 43-309 Review of Website Investor Presentations by Mining Issuers	CSA Notice	09/04/2015
21-505	Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc.	Blanket Order	01/03/2015
51-341	CSA Staff Notice 51-341 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2014	CSA Notice	17/07/2014
51-334	CSA Staff Notice 51-334 - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011	CSA Notice	15/07/2011
51-333	CSA Staff Notice 51-333 - Environmental Reporting Guidance	CSA Notice	27/10/2010
51-330	CSA Staff Notice 51-330 - Guidance Regarding the Application of Forward-looking Information Requirements under NI 51-102 Continuous Disclosure Obligations	CSA Notice	20/11/2009
51-331	CSA Staff Notice 51-331 – Report on Staff’s Review of Executive Compensation Disclosure	CSA Notice	20/11/2009
51-312	CSA Staff Notice 51-312 (Revised) - Harmonized Continuous Disclosure Review Program	CSA Notice	24/07/2009
51-311	CSA Staff Notice 51-311 - Frequently asked questions regarding NI 51-102 Continuous Disclosure Obligations	CSA Notice	04/05/2007

History

No	Document	Type	Publication Date
51-102	Amendments to NI 51-102 (effective 9 June 2023, arising from NI 13-103)	Amendments to Instrument	24/04/2023
51-102	Changes to 51-102CP (effective 9 June 2023, arising from NI 13-103)	Changes to Companion Policy	24/04/2023
51-102	Ministerial Consent	Ministerial Consent	04/04/2023
51-102	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
51-102	Companion Policy (Consolidated up to 14 April 2022)	Companion Policy	14/04/2022
51-102	Changes to 51-102CP	Changes to Companion Policy	14/04/2022
51-102	CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers	CSA Notice	07/04/2022
51-102	Companion Policy (Consolidated up to 25 August 2021)	Companion Policy	25/08/2021
51-102	Changes to 51-102CP	Changes to Companion Policy	25/08/2021
51-102	MInisterial Consent	Ministerial Consent	15/06/2021
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021
51-102	Changes to 51-102CP	Changes to Companion Policy	18/11/2020
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	18/11/2020
51-102	Companion Policy (Consolidated up to 18 November 2020)	Companion Policy	18/11/2020
51-102	National Instrument (Consolidated up to 18 November 2020)	National Instrument	18/11/2020
51-102	Ministerial Consent	Ministerial Consent	06/10/2020
51-102	CSA Notice of Amendments to NI 51-102 Related to the Business Acquisition Report Requirements (originally published by the CSA on 20 August 2020)	CSA Notice	24/09/2020
51-102	CSA Second Notice and Request for Comment Proposed NI 52-112-Non-GAAP and Other Financial Measures Disclosure	CSA Notice	13/02/2020
51-102	CSA Notice and Request for Comment Proposed Amendments and Changes to Rule and Certain Policies Related to the Business Acquisition Report Requirements	CSA Notice	25/09/2019
51-102	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
51-102	CSA Notice and Request for Comment Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure, Proposed Companion Policy 52-112 and Related Proposed Consequential Amendments	CSA Notice	06/09/2018
51-102	CSA Notice and Request for Comment Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure, Proposed Companion Policy 52-112 and Related Proposed Consequential Amendments	CSA Notice	06/09/2018
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	12/06/2018
51-102	National Instrument (Consolidated up to 12 June 2018)	National Instrument	12/06/2018
51-102	Ministerial Consent	Ministerial Consent	29/05/2018
51-102	CSA Notice of Amendments Relating to Designated Rating Organizations	CSA Notice	29/03/2018
51-102	Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP	CSA Notice	06/07/2017
51-102	Amendments to NI 51-102	Amendments to Instrument	17/11/2015
51-102	National Instrument (Consolidated up to 17 November 2015)	National Instrument	17/11/2015
51-102	Ministerial Consent	Ministerial Consent	03/11/2015
51-102	CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.	CSA Notice	03/09/2015
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	30/06/2015
51-102	Changes to 51-102CP	Changes to Companion Policy	30/06/2015
51-102	National Instrument (Consolidated up to 30 June 2015)	National Instrument	30/06/2015
51-102	Companion Policy (Consolidated up to 30 June 2015)	Companion Policy	30/06/2015
51-102	Ministerial Consent	Ministerial Consent	08/06/2015
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	05/05/2015
51-102	National Instrument (Consolidated up to 5 May 2015)	National Instrument	05/05/2015
51-102	Ministerial Consent	Ministerial Consent	28/04/2015
51-102	CSA Notice of Amendments to NI 51-102, NI 41-101 and NI 52-110	CSA Notice	09/04/2015
51-102	National Instrument	National Instrument	19/02/2015
51-102	Companion Policy	Companion Policy	19/02/2015
51-102	CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions	CSA Notice	19/02/2015
51-102	Ministerial Consent	Ministerial Consent	10/02/2015
51-102	CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc.	CSA Notice	11/12/2014
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	30/09/2014
51-102	Changes to 51-102CP	Changes to Companion Policy	30/09/2014
51-102	Ministerial Consent	Ministerial Consent	03/09/2014
51-102	CSA Notice of Repeal and Replacement of NI 52-108 Auditor Oversight and Amendments to NI 41-101, NI 51-102 and NI 71-102	CSA Notice	17/07/2014
51-102	FCNB Notice and Request for Comment - Proposed Repeal and Replacement of NI 51-102 and 51-102CP	Local Notice	05/06/2014
51-102	CSA Notice and Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110	CSA Notice	22/05/2014
51-102	CSA Notice and Request for Comment - Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101,NI 51-102 and NI 71-102	CSA Notice	17/10/2013
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	31/05/2013
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	14/05/2013
51-102	Ministerial Consent	Ministerial Consent	03/05/2013
51-102	Ministerial Consent	Ministerial Consent	26/04/2013
51-102	CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations	CSA Notice	14/03/2013
51-102	CSA Notice and Request for Comment - Proposed NI 62-105 Security Holder Rights Plans, Proposed Companion Policy 62-105CP Security Holder Rights Plans and Proposed Consequential Amendments	CSA Notice	14/03/2013
51-102	CSA Notice of Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments	CSA Notice	28/02/2013
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	11/02/2013
51-102	Ministerial Consent	Ministerial Consent	15/01/2013
51-102	CSA Notice of Amendments To Improve Issuer Communications with Investors	CSA Notice	29/11/2012
51-102	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters	CSA Notice	13/09/2012
51-102	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers	CSA Notice	13/09/2012
51-102	CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101	CSA Notice	26/07/2012
25-401	CSA Consultation Paper 25-401 - Potential Regulation of Proxy Advisory Firms	CSA Consultation Paper	21/06/2012
51-102	Amendment Instrument to 51-102	Amendments to Instrument	20/04/2012
51-102	Ministerial Consent	Ministerial Consent	13/03/2012
51-102	CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	27/01/2012
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	31/10/2011
51-102	Ministerial Consent	Ministerial Consent	26/08/2011
51-102	CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments	CSA Notice	29/07/2011
51-102	CSA Notice - Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments	CSA Notice	22/07/2011
51-102	CSA Notice and Request for Comment - Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Proposed Consequential Amendments	CSA Notice	15/07/2011
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	30/06/2011
51-102	CSA Notice and Request for Comment - Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and 54-101CP and National Instrument 51-102 Continuous Disclosure Obligations and 51-102CP	CSA Notice	17/06/2011
51-102	CSA Notice - Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP	CSA Notice	08/04/2011
51-102	CSA Notice and Request for Comment - Proposed NI 41-103 Supplementary Prospectus Disclosure Requirements for Securitized Products, Proposed National Instrument 51-106 Continuous Disclosure Requirements for Securitized Products and Propose	CSA Notice	01/04/2011
51-102	CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	18/03/2011
51-102	CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	18/03/2011
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	01/01/2011
51-102	Amendment Instrument to 51-102CP	Amendments to Instrument	01/01/2011
51-102	Ministerial Consent	Ministerial Consent	10/12/2010
51-102	CSA Notice and Request for Comment - Proposed Amendments to Form 51-102F6 Statement of Executive Compensation and Consequential Amendments	CSA Notice	19/11/2010
51-102	CSA Notice of Amendments - NI 51-102 Continuous Disclosure Obligations and 51-102CP and NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers and 71-102CP	CSA Notice	01/10/2010
51-102	CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	16/07/2010
51-102	CSA Notice and Request for Comments - Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and Companion Policy 43-101CP	CSA Notice	23/04/2010
51-102	CSA Notice and Request for Comments - Proposed Amendments to NI 54-101, NI 51-102 and NP 11-201	CSA Notice	09/04/2010
51-102	AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies	CSA Notice	12/03/2010
51-102	Ministerial Consent	Ministerial Consent	28/09/2009
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	28/09/2009
51-102	AMF and NBSC Staff Notice on Proposed Changes to: NI 51-102 Continuous Disclosure Obligations & NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers	CSA Notice	25/09/2009
51-102	New Form 51-102F6	Guides & Forms	31/12/2008
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	31/12/2008
51-102	Amendment Instrument to Form 51-102F5	Amendments to Instrument	31/12/2008
51-102	Amendment Instrument to Form 51-102F6	Amendments to Instrument	31/12/2008
51-102	CSA Notice and Request for Comment	CSA Notice	19/12/2008
51-102	CSA Notice and Request for Comment	CSA Notice	18/12/2008
51-102	Amendment Instrument to Form 51-102F1 arising from NI 52-109	Amendments to Instrument	15/12/2008
51-102	Amendment Instrument to 51-102CP arising from NI 52-109	Amendments to Instrument	15/12/2008
51-102	Ministerial Consent	Ministerial Consent	25/11/2008
51-102	Ministerial Consent	Ministerial Consent	22/10/2008
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	04/07/2008
51-102	Amendment Instrument to Form 51-102F3	Amendments to Instrument	04/07/2008
51-102	Amendment Instrument to 51-102CP	Amendments to Instrument	04/07/2008
51-102	Ministerial Consent	Ministerial Consent	13/05/2008
51-102	CSA Notice and Request for Comment	CSA Notice	18/04/2008
51-102	Amendment Instrument to NI 51-102 arising from NI 41-101	Amendments to Instrument	17/03/2008
51-102	Amendment Instrument to Form 51-102F1 arising from NI 41-101	Amendments to Instrument	17/03/2008
51-102	Amendment Instrument to Form 51-102F2 arising from NI 41-101	Amendments to Instrument	17/03/2008
51-102	Amendment Instrument to Form 51-102F5 arising from NI 41-101	Amendments to Instrument	17/03/2008
51-102	Amendment Instrument to 51-102CP arising from NI 41-101	Amendments to Instrument	17/03/2008
51-102	CSA Notice and Request for Comment	CSA Notice	29/02/2008
51-102	CSA Notice and Request for Comment	CSA Notice	22/02/2008
51-102	Ministerial Consent	Ministerial Consent	20/02/2008
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	31/12/2007
51-102	Amendment Instrument to Form 51-102F2	Amendments to Instrument	31/12/2007
51-102	Amendment Instrument to Form 51-102F5	Amendments to Instrument	31/12/2007
51-102	Amendment Insttrument to 51-102CP	Amendments to Instrument	31/12/2007
51-102	Amendment Instrument to NI 51-102 arising from NP 48	Amendments to Instrument	31/12/2007
51-102	Amendment Instrument to Form 51-102F1 arising from NP 48	Amendments to Instrument	31/12/2007
51-102	Amendment Instrument to 51-102CP arising from NP 48	Amendments to Instrument	31/12/2007
51-102	Ministerial Consent	Ministerial Consent	14/12/2007
51-102	Ministerial Consent	Ministerial Consent	22/11/2007
51-102	CSA Notice and Request for Comment	CSA Notice	12/10/2007
51-102	CSA Notice of Amendments	CSA Notice	12/10/2007
51-102	CSA Notice of Amendments	CSA Notice	12/10/2007
51-102	CSA Notice 51-325 - Status of Proposed Repeal and Substitution of Form 51-102F6 (Withdrawn)	CSA Notice	31/08/2007
51-102	Notice of Repeal	Local Notice	23/07/2007
51-102	CSA Request for Comment	CSA Notice	29/03/2007
51-102	Proposed Amendments to NI 51-102	CSA Notice	29/03/2007
51-102	Proposed Repeal and Substitution of Form 51-102F6	CSA Notice	29/03/2007
51-102	Proposed Amendments to 51-102F2 and 51-102F5	CSA Notice	29/03/2007
51-102	Proposed Consequential Amendments to MI 52-110 and NI 58-101	CSA Notice	29/03/2007
51-102	Proposed Amendments to 41-501F1	CSA Notice	29/03/2007
51-102	Companion Policy (Amended) (Repealed)	Companion Policy	29/12/2006
51-102	Amendment Instrument to II 51-801	Amendments to Instrument	29/12/2006
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	29/12/2006
51-102	Amendment Instrument to All Forms Relating to NI 51-102	Amendments to Instrument	29/12/2006
51-102	CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 & 43-201 (Repealed)	CSA Notice	21/12/2006
51-102	CSA Request for Comment regarding the rescission of NP 48 and consequential amendments to NI 51-102, NI 44-101, NI 45-101, NI 45-106, NP 51-201 and LR 41-501 arising from this rescission	CSA Notice	01/12/2006
51-102	Ministerial Consent	Ministerial Consent	28/11/2006
51-102	CSA Notice of Amendments to NI 51-102, NI 52-107, NI 71-102 and NI 44-101	CSA Notice	13/10/2006
51-102	New Brunswick Implementing Instrument 51-806	Implementing Instrument	25/07/2006
51-102	Amendment Instrument to Form 51-102F2	Amendments to Instrument	25/07/2006
51-102	Ministerial Consent	Ministerial Consent	02/06/2006
51-102	CSA Request for Comment regarding proposed amendments to NI 51-102, 51-102CP, NI 52-107, NI 71-102 and 71-102CP	CSA Notice	02/02/2006
51-102	Emergency Rule - Amendments from NI 44-101 (Repealed)	Local Rule	30/12/2005
51-102	Amendment Instrument to NI 51-102	Amendments to Instrument	30/12/2005
51-102	Ministerial Consent	Ministerial Consent	30/11/2005
51-102	New Brunswick Implementing Instrument 81-805	Implementing Instrument	01/06/2005
51-102	Amendment Instrument arising from NI 81-106	Amendments to Instrument	01/06/2005
51-102	Ministerial Consent	Ministerial Consent	24/05/2005
51-102	New Brunswick Implementing Instrument 51-801 (Repealed)	Implementing Instrument	16/02/2005
51-102	National Instrument (Repealed)	National Instrument	16/02/2005
51-102	Companion Policy (Repealed)	Companion Policy	16/02/2005
51-102	Ministerial Consent	Ministerial Consent	10/01/2005
51-102	NBSC Notice and Request for Comment - Proposed II 51-801 adopting 51-102	Local Notice	22/09/2004

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

51-102 - Continuous Disclosure Obligations

Current Instruments

Related Documents

History